FORD MOTOR COMPANY LIMITED (NASTAS'S) APPLICATION
220
[No.8]
REPORTS OF PATENT, DESIGN AND TRADE MARK CASES
11968]
Ford Motor ,CO. Ltd. (Nastas's) Application (Evidence in reply P.A.T.)
IN THE ApPEAL TRIBUNAL
Before MR. JUSTICE LLOYD-JACOB
Ist March, 1968.
FORD'MoTOR COMPANY LIMITED (NASTAS'S) ApPLICATION
Patent-Dppbsition-Practice---:.Evidence-Evidence confined to matters strictly 5
in reply-Opponents' evidence excluded.
Patent Rules, 1958, r. 43.
In an -opposition.uhe opponents alleged that an invention concerned with a novel
carburettor was obvious. By their counter-statement, the applicants denied
obviousness and asserted six advantages, one of which was a reduction in production 10
costs. In their evidence in chief the opponents produced a drawing .of a prior art
carburettor, the production cost of which they asserted was lower than that of the
patented construction. The applicants' evidence in answer was to the effect that the
cost of production of the prior art construction shown in the drawing was half as
much again as the patented construction. By way of evidence purporting to be in :~5
reply the opponents filed a declaration accompanied by a drawing of another
carburettor the production cost of which they contended was lower than the patented
construction. The applicants objected that this further drawing and the comments
thereon ,were not evidenceconfined to matters strictly in reply such as was permitted
by rule 43, but their objection was dismissed after a preliminary hearing.
20
On appeal to the Patents Appeal Tribunal:
Held, allowing the appeal; that the opponents having put forward the first drawing
as the basis on which the saving of costs should be iudged.Lhey were not meeting the
applicants' case by diverting attention to adifjerent constructiori. The hearing officer
had acknowledged that fairness demanded that the applicants should have an 25
opportunity of answering this evidence, but there was no certainty that still further
conflict of fact would not arise. Rule 43 was directed to securing finality of the
pre-hearing procedure. Here the evidence put forward was not evidence in reply,
and therefore it was excluded by rule 43, but this decision would not preclude the
Comptroller from considering its admissibility under the discretion conferred on him 30
by rule 44.
This was an appeal to the Patents Appeal Tribunal from a preliminary decision
in an opposition by Societe Industrielle de Brevets et D'Etudes S.I.B.E. to application
No. 1,018,543 by Ford Motor Company Limited. The facts of the case appear from
the following decision of the superintending examiner, Mr. K. M. Smith dated 2nd 35
November 1967.
221
[1968]
REPORTS OF PATENT, DESIGN AND TRADE MARK CASES
[No.8]
Ford Motor Co. Ltd. (Nastas's) Application {Evidence in reply P.A.T.)
At the hearing at the Patent Office on 3rd October 1967 M. C. Dobbs, of Ford
Motor Company Limited, appeared for the applicants. R. A. Stanley, instructed by
F. J. Cleveland & Co., appeared for the opponents.
Mr. Smith-As appears from the correspondence on file, the applicants object to
5 the admission of paragraphs 3, 4 and 5 and exhibit G.L.3 mentioned in paragraph 4
of a second declaration by a Mr. Geoffrey Lawrence filed by the opponents under
rule 43, their contention being that these paragraphs and 'exhibit are not evidence
which is confined to matters strictly in reply.
In a letter to the Comptroller dated 13th July 1967 the applicants' agent requested
10 a preliminary hearing in this matter and stated that, if Mr. Lawrence's evidence were
to be admitted, his clients would wish to file further evidence on the point at issue.
The applicants' request for a preliminary hearing was resisted by the opponents'
agents in a letter to the Comptroller dated 17th July 1967, and in an official letter
dated Ist August the applicants' agent was informed that the appointment of a
15 preliminary hearing was thought to be unnecessary and that the admissibility of the
evidence in question and any further evidence which the applicants might wish to
adduce would be considered at the hearing to be appointed to determine the substantive matters at issue between the parties. In a further official letter dated 16th
August, it was pointed out that, in cases of this nature, it is normal office practice
20 to defer consideration of the admissibility of evidence until the substantive hearing,
since it may well be impracticable for the hearing officer to attempt to reach any
definite conclusion until he is in full possession of all the facts of the case. This
letter stated, however, that if the official view were unacceptable, a preliminary
hearing would be appointed to determine the correct procedure to be followed in
25 the present instance.
As regards the procedural point at issue, it is well established that the Comptroller
has discretion to determine the course of opposition proceedings and that he should
exercise this discretion to achieve the greatest general convenience compatible with
justice to the parties. In the present case, I accept that a decision to defer consider30 ation of the admissibility of Mr. Lawrence's evidence might inconvenience the
applicants since, until this point has been decided, they will not be in a position to
decide whether to seek leave to file further evidence. On the other hand, it would
clearly be inconvenient and uneconomical to determine the admissibility of evidence
at a preliminary hearing if this involved a lengthy consideration of the subject35 matter of the application, the documents cited by the opponents and the evidence
in question, bearing in mind that this process must inevitably be repeated at the
substantive hearing.
At the hearing, I pointed out that even if Mr. Lawrence's evidence were found
to be inadmissible under rule 43, it could be admitted under rule 44 if it proved to
40 be relevant and important and that, in any event, the applicants' interests were
safeguarded by the suggested procedure. Accordingly, I indicated that, notwithstanding the possibility of slight hardship to the applicants, I would not be prepared
to determine the admissibility of this evidence as a preliminary issue if it proved
to be generally inconvenient to do so. It transpired, however, that Mr. Dobbs was
45 able to summarize the relevant facts in a few minutes, and as Mr. Stanley indicated
that he was prepared to deal with this matter, I came to the conclusion that it would
be unreasonable to defer its consideration as proposed in the official letters to which
I have referred.
In the result, after hearing argument, I gave a verbal decision admitting Mr.
50 Lawrence's evidence under rule 43. Mr. Dobbs has now asked me to put my
decision into writing and I shall proceed to do so.
222
[No.8]
REPORTS OF PATENT, DESIGN AND TRADE MARK CASES
[1968]
Ford Motor Co. Ltd. (Nastas's) Application (Evidence in reply P.A.T.)
The applicants' invention consists in an automatic carburettor choke controlled
by a thermo-responsive device which is heate (...truncated)