Adaptive Evolution of Four Microcephaly Genes and the Evolution of Brain Size in Anthropoid Primates
Adaptive Evolution of Four Microcephaly Genes and the
Evolution of Brain Size in Anthropoid Primates
Stephen H. Montgomery,1 Isabella Capellini,2 Chris Venditti,3 Robert A. Barton,2 and
Nicholas I. Mundy*,1
1
Department of Zoology, University of Cambridge, Cambridge, United Kingdom
Evolutionary Anthropology Research Group, Department of Anthropology, Durham University, Durham, United Kingdom
3
School of Biological Sciences, University of Reading, Reading, United Kingdom
*Corresponding author: E-mail: .
Associate editor: Anne Stone
2
Abstract
Key words: ASPM, MCPH1, CDK5RAP2, CENPJ, brain, neurogenesis, primates.
Introduction
The expansion of the brain, and in particular the neocortex,
is a major hallmark of primate evolution (Jerison 1973;
Martin 1990). After correcting for allometric scaling with
body mass, primates have larger brains than most other
mammals (Martin 1990; Barton 2006b) and both absolute
and relative brain size have increased along multiple, independent primate lineages (Montgomery et al. 2010). The
adaptive significance and anatomical basis of the diversity
of primate brains has long been studied using comparative
methods (for review, see Falk and Gibson 2001; Finlay et al.
2001; Barton 2006a), but the investigation of the genetic
basis of primate brain expansion has only begun relatively
recently and is currently a topic of intense interest.
The convergent evolution of increased brain size in different lineages provides an opportunity to study whether
the independent evolution of complex traits involves convergence at the molecular level (Arendt and Reznick 2007)
and may provide insights into lineage-specific evolution,
for example, on the human lineage. Both scans of brainexpressed genes in published primate genomes (Dorus,
Vallender, et al. 2004; Shi et al. 2006; Yu et al. 2006; Wang
et al. 2007) and studies of candidate genes (e.g., Enard et al.
2002; Burki and Kaessmann 2004; Wang et al. 2005) have
mostly focused on identifying changes along the lineage
leading to humans and have largely ignored convergent
increase in brain size in multiple primate lineages.
One group of genes of particular interest in relation to
the evolution of gross brain size is the microcephaly genes.
Autosomal recessive primary microcephaly is a congenital
disorder characterized by reduced growth of the cerebral
cortex in the absence of environmental, metabolic, or cytogenetic etiologies (Bond and Woods 2006; Cox et al.
2006). In humans, it is inherited as a recessive Mendelian
trait involving at least eight loci, of which five have now
been identified at the molecular level: ASPM, MCPH1,
CDK5RAP2, CENPJ (Jackson et al. 1998; Bond et al. 2002,
2005; Thornton and Woods 2009) and the more recently
identified STIL (Kumar et al. 2009).
The five genes are expressed in the fetal brain during
neurogenesis (Bond et al. 2002, 2005; Jackson et al. 2002;
Kouprina et al. 2005; Kumar et al. 2009). ASPM, CDK5RAP2,
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Mol. Biol. Evol. 28(1):625–638. 2011 doi:10.1093/molbev/msq237
Advance Access publication October 20, 2010
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Research
The anatomical basis and adaptive function of the expansion in primate brain size have long been studied; however, we are
only beginning to understand the genetic basis of these evolutionary changes. Genes linked to human primary
microcephaly have received much attention as they have accelerated evolutionary rates along lineages leading to humans.
However, these studies focus narrowly on apes, and the link between microcephaly gene evolution and brain evolution is
disputed. We analyzed the molecular evolution of four genes associated with microcephaly (ASPM, CDK5RAP2, CENPJ,
MCPH1) across 21 species representing all major clades of anthropoid primates. Contrary to prevailing assumptions,
positive selection was not limited to or intensified along the lineage leading to humans. In fact we show that all four loci
were subject to positive selection across the anthropoid primate phylogeny. We developed clearly defined hypotheses to
explicitly test if selection on these loci was associated with the evolution of brain size. We found positive relationships
between both CDK5RAP2 and ASPM and neonatal brain mass and somewhat weaker relationships between these genes
and adult brain size. In contrast, there is no evidence linking CENPJ and MCPH1 to brain size evolution. The stronger
association of ASPM and CDK5RAP2 evolution with neonatal brain size than with adult brain size is consistent with these
loci having a direct effect on prenatal neuronal proliferation. These results suggest that primate brain size may have at least
a partially conserved genetic basis. Our results contradict a previous study that linked adaptive evolution of ASPM to
changes in relative cortex size; however, our analysis indicates that this conclusion is not robust. Our finding that the
coding regions of two widely expressed loci has experienced pervasive positive selection in relation to a complex,
quantitative developmental phenotype provides a notable counterexample to the commonly asserted hypothesis that cisregulatory regions play a dominant role in phenotypic evolution.
Montgomery et al. · doi:10.1093/molbev/msq237
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between brain and body mass (Barton 2006b). However,
given the implied functions of the four microcephaly genes
in regulating the proliferation and survival of neurons, absolute brain mass may be a more relevant phenotypic measure as in primates it increases linearly with the total
number of neurons (Herculano-Houzel et al. 2007). In
agreement with quantitative genetic analysis of brain
and body size allometry (Lande 1979), it has recently been
shown that primate brain and body size differ in their evolutionary trajectories (Montgomery et al. 2010) suggesting
that these two traits must be developmentally and genetically decoupled to some extent despite their closely correlated evolution. Crucially, because primate neocortical
neurogenesis is largely restricted to prenatal development
(Rakic 1988, 2002; Bhardwaj et al. 2006) and microcephaly is
primarily a disorder of fetal brain growth (Cox et al. 2006),
microcephaly gene evolution should be more closely related to neonatal brain size than to adult brain size. Postnatal brain growth is largely driven by gliogenesis (Low and
Cheng 2006), axon growth (Sauvageot and Stiles 2002), and
myelination (Sowell et al. 2001) rather than by production
of new neurons. There are only two known sites in the primate brain, which are small and noncortical, in which substantial postnatal neurogenesis occurs (Jabes et al. 2010).
Indeed, apoptosis eliminates large numbers of neurons
(Buss et al. 2006). Variation in these and other nonneurogenic processes will re (...truncated)