Evidence That Onset of Psychosis in the Population Reflects Early Hallucinatory Experiences That Through Environmental Risks and Affective Dysregulation Become Complicated by Delusions
Schizophrenia Bulletin vol. 38 no. 3 pp. 531–542, 2012
doi:10.1093/schbul/sbq117
Advance Access publication on October 28, 2010
Evidence That Onset of Psychosis in the Population Reflects Early Hallucinatory
Experiences That Through Environmental Risks and Affective Dysregulation Become
Complicated by Delusions
1
Department of Psychiatry and Psychology, South Limburg Mental Health Research and Teaching Network, EURON, Maastricht
University Medical Centre, Maastricht, The Netherlands; 2Clinical Psychology and Epidemiology Unit, Max Planck Institute of Psychiatry,
Munich, Germany; 3Epidemiology and Health Psychology, Institute of Psychology, University of Basel, Basel, Switzerland; 4Institute of
Clinical Psychology and Psychotherapy, Technical University Dresden, Dresden, Germany; 5Department of Psychosis Studies, Institute of
Psychiatry, King’s College London, King’s Health Partners, London, UK
*
To whom correspondence should be addressed; Department of Psychiatry & Psychology, Maastricht University, PO Box 616, 6200 MD
Maastricht, the Netherlands; tel: þ31-43-3875443, fax: þ31-43-3875444, e-mail:
Key words: psychosis/delusions/hallucinations/
schizophrenia/prevention/risk
Objective: To examine the hypothesis that the ‘‘natural’’
combination of delusions and hallucinations in psychotic
disorders in fact represents a selection of early subclinical
hallucinatory experiences associated with delusional ideation, resulting in need for care and mental health service
use. Methods: In the Early Developmental Stages of Psychopathology study, a prospective, 10-year follow-up of a representative cohort of adolescents and young adults in Munich,
Germany (n 5 2524), clinical psychologists assessed hallucinations and delusions at 2 time points (T2 and T3). Analyses compared differences in psychopathology, familial
liability for nonpsychotic disorder, nongenetic risk factors,
persistence, and clinical outcome between groups characterized by: (1) absence of positive psychotic symptoms, (2) presence of isolated hallucinations, (3) isolated delusions, and (4)
both hallucinations and delusions. Results: Delusions and
hallucinations occurred together much more often (T2:
3.1%; T3: 2.0%) than predicted by chance (T2: 1.0%; T3:
0.4%; OR 5 11.0; 95% CI: 8.1, 15.1). Content of delusions
was contingent on presence of hallucinations but modality of
hallucinations was not contingent on presence of delusions.
The group with both hallucinations and delusions, compared
to groups with either delusions or hallucinations in isolation,
displayed the strongest associations with familial affective
liability and nongenetic risk factors, as well as with persistence of psychotic symptoms, comorbidity with negative
symptoms, affective psychopathology, and clinical need.
Conclusions: The early stages of psychosis may involve
hallucinatory experiences that, if complicated by delusional
ideation under the influence of environmental risks and
(liability for) affective dysregulation, give rise to a poor
prognosis hallucinatory–delusional syndrome.
Introduction
The early origins of psychotic illness in the general population remain poorly understood.1 Informative findings
come from a handful of prospective general population
studies showing that the onset of psychotic disorder
can be seen as the outcome of earlier subthreshold expressions of psychotic signs and symptoms.2–4 Study results
show that the majority of persons with subthreshold expression of psychotic symptoms (prevalence: 5%–10%5)
never convert to psychotic disorder and that in those
who do, the number and severity of subthreshold psychotic symptoms, and their degree of persistence, under
the influence of environmental exposures such as childhood trauma, cannabis use and an urban environment,6,7
are important predictors.8 Furthermore, not just the presence of psychotic symptoms per se, but the psychopathological and developmental context determines the
longer-term outcome, particularly the degree of admixture with affective dysregulation, negative symptoms,
and premorbid social dysfunction.9–11
One important hypothesis that has remained difficult to
examine empirically regards the relationship between perceptual abnormalities and delusional ideation in the early
expression of psychosis. Whilst delusions and hallucinations in psychotic disorder are seen as symptoms that naturally pertaintothesame‘‘class’’ofpositive symptoms,they
in fact refer to very different phenomena and there is very
Ó The Author 2010. Published by Oxford University Press on behalf of the Maryland Psychiatric Research Center. All rights reserved.
For permissions, please email: .
531
Feikje Smeets1, Tineke Lataster1, Maria-de-Gracia Dominguez1, Juliette Hommes1, Roselind Lieb2,3,
Hans-Ullrich Wittchen2,4, and Jim van Os1,5,*
F. Smeets et al.
1. Hallucinations and delusions cluster together more often than would be expected by chance.
2. Co-occurrence of delusions and hallucinations,
compared to either one in isolation, is more strongly
532
associated with parameters predicting transition to
clinical outcome, such as more persistence over
time, comorbid affective dysregulation, negative
symptoms, suicidal ideation, anxiety, and familial
psychopathology.
3. Although it is difficult to directly examine the hypothesis relating to the more theoretical issue that the dynamic sequence over time is from hallucinations to
secondary delusional ideation, this hypothesis can
be examined indirectly by showing that (1) the content
of delusions differs as a function of whether or not hallucinations are present whereas (2) modality of hallucinations does not vary as a function of whether or not
delusions are present. In other words, confirmation of
hypothesis III would yield evidence that delusions
‘‘follow’’ hallucinations but not the other way around.
4. Co-occurrence of delusions and hallucinations, compared with either one in isolation, is more strongly
associated with environmental exposures, such as childhood trauma, cannabis use, and an urban environment.
Methods
Sample
Data were from the Early Developmental Stages of Psychopathology (EDSP) Study, which collected data on the
prevalence, incidence, risk factors, comorbidity, and
course of mental disorders in a random, representative
population sample of adolescents and young adults in
the general population. The baseline sample was randomly drawn, in 1994, from the respective population
registry offices of Munich and its 29 counties to mirror
the distribution of individuals expected to be 14–24 years
of age at the time of the baseline (T0) interview in 1995.
More details on the sampling, representativeness, instruments, procedures, and statistical methods of the EDSP
Study sample have previously been presented.36,37 The
EDSP study was approved by the Ethics Committee of
the Technical University Dresden.
Study Design
The design of EDSP is longitudinal and prospective,
consisting of a baseline (T0) and 3 follow-up surveys,
cove (...truncated)