Simple Four-Variable Screening Tool for Identification of Patients with Sleep-Disordered Breathing
Simple Screen for Sleep-Disordered Screening
Simple Four-Variable Screening Tool for Identification of Patients with SleepDisordered Breathing
Misa Takegami, RN, MPH1; Yasuaki Hayashino, MD, PhD1; Kazuo Chin, MD, PhD2; Shigeru Sokejima, MD, PhD3; Hiroshi Kadotani, MD, PhD4;
Tsuneto Akashiba, MD, PhD5; Hiroshi Kimura, MD, PhD6; Motoharu Ohi, MD, PhD7; Shunichi Fukuhara, MD, DMSc, FACP1
Department of Epidemiology and Healthcare Research, Graduate School of Medicine and Public Health, Kyoto University, Kyoto, Japan;
Department of Respiratory Care and Sleep Control Medicine, Graduate School of Medicine, Kyoto University, Kyoto, Japan; 3Department of
Public Health Policy, National Institute for Public Health, Japan; 4Center for Genomic Medicine, Kyoto University Graduate School of Medicine,
Kyoto, Japan; 5Department of Internal Medicine, Nihon University, School of Medicine, Tokyo, Japan; 6Second Department of Internal Medicine,
Nara Medical University, Nara, Japan; 7Sleep Medical Center, Osaka Kaisei Hospital, Osaka, Japan
1
2
Objectives: To aid in the identification of patients with moderate-tosevere sleep-disordered breathing (SDB), we developed and validated
a simple screening tool applicable to both clinical and community settings.
Methods: Logistic regression analysis was used to develop an integerbased risk scoring system. The participants in this derivation study
included 132 patients visiting one of 2 hospitals in Japan, and 175 residents of a rural town. The participants in the present validation study
included 308 employees of a company in Japan who were undergoing
a health check.
Results: The screening tool consisted of only 4 variables: sex, blood
pressure level, body mass index, and self-reported snoring. This tool
(screening score) gave an area under the receiver operating characteristic curve (ROC) of 0.90, sensitivity of 0.93, and specificity of 0.66,
using a cutoff point of 11. Predicted and observed prevalence proportions in the validation dataset were in close agreement across the en-
tire spectrum of risk scores. In the validation dataset, the area under
the ROC for moderate-to-severe SDB and severe SDB were 0.78 and
0.85, respectively. The diagnostic performance of this tool did not significantly differ from that of previous, more complex tools.
Conclusion: These findings suggest that our screening scoring system is a valid tool for the identification and assessment of moderate-tosevere SDB. With knowledge of only 4 easily ascertainable variables,
which are routinely checked during daily clinical practice or mass health
screening, moderate-to-severe SDB can be easily detected in clinical
and public health settings.
Keywords: Sleep-disordered breathing, screening, sensitivity, specificity, validation
Citation: Takegami M; Hayashino Y; Chin K; Sokejima S; Kadotani H;
Akashiba T; Kimura H; Ohi M; Fukuhara S. Simple four-variable screening tool for identification of patients with sleep-disordered breathing.
SLEEP 2009;32(7):939-948.
SLEEP-DISORDERED BREATHING (SDB), INCLUDING
OBSTRUCTIVE SLEEP APNEA, WAS INITIALLY CONSIDERED A RARE DISORDER; HOWEVER, RECENT
epidemiologic studies have revealed that it is fairly prevalent
in the general adult population.1,2 Apnea and hypopnea during
sleep increase the risk of cardiovascular disease, including hypertension, arrhythmia, and myocardial infarction, as well as
cerebrovascular disease.3 Moreover, because it may lead to motor vehicle and public transportation accidents, it is now also
considered a serious social concern.4,5 SDB is therefore considered a problem requiring attention from both clinical and public
health perspectives.
Because SDB is rarely recognized as potentially fatal, however, and given the difficulty affected patients have in recognizing
their condition, only a small proportion of those with moderateto-severe SDB receive appropriate therapy,6 notwithstanding
the availability of several highly effective treatments.7
Regarding the diagnosis of SDB, polysomnography (PSG)
has been used as a gold standard, and cardiorespiratory monitoring may be used for diagnosis.8 These machines require
overnight sleep testing and are thus time-consuming and burdensome, and neither is suitable for community-based screening. We therefore considered that a user-friendly screening tool
may improve the identification of patients with moderate-tosevere SDB. To our knowledge, several questionnaires and
prediction rules have been used for mass screening9-12; however, one includes numerous variables, and the others are not
appropriate in occupational and community settings. Moreover,
a comprehensive comparison of these questionnaires has yet to
be conducted.
Here, we sought to develop and validate a simple, userfriendly, integer-based, prediction rule with a relatively small
number of variables to screen subjects for moderate-to-severe
SDB. We also wanted to compare the predictive performance of
this model with those previously developed.
Submitted for publication May, 2008
Submitted in final revised form February, 2009
Accepted for publication April, 2009
Address correspondence to: Misa Takegami, Graduate School of Medicine
and Public Health, Department of Epidemiology and Health Care Research,
Yoshida Konoe-cho, Sakyo-ku, Kyoto 606-8501 Japan; Tel: +81-075-7534646; Fax: +81-075-753-4644; E-mail:
SLEEP,
Vol. 32, No. 7, 2009
939
METHODS
Subjects and Data Collection
The derivation dataset used to derive the screening tool and
the validation dataset used to test the external validity of this
tool were collected separately. To ensure the generalizability of
the screening tool, derivation data were gathered in 2 settings
(university hospital and community settings). First, we included
consecutive patients undergoing PSG testing in 2 medical university hospitals in Japan between July 1999 and December 2002.
These patients underwent pulse oximetry as part of PSG testing,
Simple Four-Variable Screening Tool for SDB—Takegami et al
and, when diagnosed with SDB, completed a self-administered
questionnaire. The physician who ordered the PSG also collected
information on patient characteristics and clinical history. Second, we included a sample of subjects from a previous population-based survey. Of the 5,107 residents who had participated
in the previous survey, we included those who consented to undergo pulse oximetry in the current study. This survey, originally
conducted to clarify the impact of factors related to the subjects’
social and physical environment on health-related quality of life
and/or sleep quality, has been described elsewhere.13 Briefly, the
cohort consisted of all residents 20 years old or older living in
Naie, Hokkaido Prefecture, a rural community in Japan. Participants in the original survey were invited to voluntarily undergo
pulse oximetry for our study, and those who agreed were invited
to participate in a subsequent overnight study. Public health nurses acquired the history of each participant.
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