Concerning Asymptotic Behavior for Extremal Polynomials Associated to Nondiagonal Sobolev Norms
Hindawi Publishing Corporation
Journal of Function Spaces and Applications
Volume 2013, Article ID 628031, 11 pages
http://dx.doi.org/10.1155/2013/628031
Research Article
Concerning Asymptotic Behavior for Extremal Polynomials
Associated to Nondiagonal Sobolev Norms
Ana Portilla,1 Yamilet Quintana,2 José M. Rodríguez,3 and Eva Tourís4
1
Faculty Mathematics and Computer Science, St. Louis University (Madrid Campus), Avenida del Valle 34, 28003 Madrid, Spain
Departamento de Matemáticas Puras y Aplicadas, Edificio Matemáticas y Sistemas (MYS), Universidad Simón Bolı́var,
Apartado Postal 89000, Caracas 1080 A, Venezuela
3
Departamento de Matemáticas, Universidad Carlos III de Madrid, Avenida de la Universidad 30, Leganés,
28911 Madrid, Spain
4
Departamento de Matemáticas, Facultad de Ciencias, Universidad Autónoma de Madrid, Campus de Cantoblanco,
28049 Madrid, Spain
2
Correspondence should be addressed to Yamilet Quintana;
Received 28 January 2013; Accepted 8 March 2013
Academic Editor: Józef Banaś
Copyright © 2013 Ana Portilla et al. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Let P be the space of polynomials with complex coefficients endowed with a nondiagonal Sobolev norm ‖ ⋅‖𝑊1,𝑝 (𝑉𝜇) , where the
matrix 𝑉 and the measure 𝜇 constitute a 𝑝-admissible pair for 1 ≤ 𝑝 ≤ ∞. In this paper we establish the zero location and asymptotic
behavior of extremal polynomials associated to ‖ ⋅‖𝑊1,𝑝 (𝑉𝜇) , stating hypothesis on the matrix 𝑉 rather than on the diagonal matrix
appearing in its unitary factorization.
1. Introduction
In the last decades the asymptotic behavior of Sobolev
orthogonal polynomials has been one of the main topics of
interest to investigators in the field. In [1] the authors obtain
the 𝑛th root asymptotic of Sobolev orthogonal polynomials
when the zeros of these polynomials are contained in a
compact set of the complex plane; however, the boundedness
of the zeros of Sobolev orthogonal polynomials is an open
problem, but as was stated in [2], it could be obtained as
a consequence of the boundedness of the multiplication
operator 𝑀𝑓(𝑧) = 𝑧𝑓(𝑧). Thus, finding conditions to ensure
the boundedness of 𝑀 would provide important information
about the crucial issue of determining the asymptotic behavior of Sobolev orthogonal polynomials (see, e.g., [3–13]). The
more general result on this topic is [3, Theorem 8.1] which
characterizes in terms of equivalent norms in Sobolev spaces
the boundedness of 𝑀 for the classical diagonal norm
𝑁
(𝑘)
𝑞𝑊𝑁,𝑝 (𝜇0 ,𝜇1 ,...,𝜇𝑁 ) := ( ∑ 𝑞 𝐿𝑝 (𝜇 ) )
𝑘
𝑘=0
1/𝑝
(1)
(see Theorem 3 below, which is [3, Theorem 8.1] in the case
𝑁 = 1). The rest of the above mentioned papers provides
conditions that ensure the equivalence of norms in Sobolev
spaces, and consequently, the boundedness of 𝑀.
Results related to nondiagonal Sobolev norms may be
found in [5, 6, 14–19]. Particularly, in [5, 6, 15, 18, 19] the
authors establish the asymptotic behavior of orthogonal polynomials with respect to nondiagonal Sobolev inner products
and the authors in [5] deal with the asymptotic behavior of
extremal polynomials with respect to the following nondiagonal Sobolev norms.
Let P be the space of polynomials with complex coefficients and let 𝜇 be a finite Borel positive measure with
compact support 𝑆(𝜇) consisting of infinitely many points
in the complex plane; let us consider the diagonal matrix
Λ := diag(𝜆 𝑗 ), 𝑗 = 0, . . . , 𝑁, with 𝜆 𝑗 being positive 𝜇-almost
everywhere measurable functions, and 𝑈 := (𝑢𝑗𝑘 ), 0 ≤
𝑗, 𝑘 ≤ 𝑁, a matrix of measurable functions such that the
matrix 𝑈(𝑥) = (𝑢𝑗𝑘 (𝑥)), 0 ≤ 𝑗, 𝑘 ≤ 𝑁 is unitary 𝜇-almost
everywhere. If 𝑉 := 𝑈Λ𝑈∗ , where 𝑈∗ denotes the transpose
conjugate of 𝑈 (note that then 𝑉 is a positive definite matrix
2
Journal of Function Spaces and Applications
𝜇-almost everywhere), and 1 ≤ 𝑝 < ∞ we define the Sobolev
norm on the space of polynomials P
(𝑁)
2/𝑝
𝑞𝑊𝑁,𝑝 (𝑉𝜇) := (∫ [ (𝑞, 𝑞 , . . . , 𝑞 ) 𝑉
∗ 𝑝/2
× (𝑞, 𝑞 , . . . , 𝑞(𝑁) ) ]
𝑑𝜇)
1/𝑝
(2)
:= (∫ [ (𝑞, 𝑞 , . . . , 𝑞
(𝑁)
2/𝑝
) 𝑈Λ
∗ 𝑝/2
× (𝑞, 𝑞 , . . . , 𝑞(𝑁) ) ]
𝑈
∗
𝑑𝜇)
1/𝑝
.
In [20, Chapter XIII] certain general conditions imposed
on the matrix 𝑉 are requested in order to guarantee the existence of an unitary representation with measurable entries.
If 𝑈 is not the identity matrix 𝜇-almost everywhere, then
(2) defines a nondiagonal Sobolev norm in which the product
of derivatives of different order appears. We say that 𝑞𝑛 (𝑧) =
𝑧𝑛 + 𝑎𝑛−1 𝑧𝑛−1 + ⋅ ⋅ ⋅ + 𝑎1 𝑧 + 𝑎0 is an 𝑛th monic extremal
polynomial with respect to the norm (2) if
= inf {𝑞𝑊𝑁,𝑝 (𝑉𝜇) : 𝑞 (𝑧) = 𝑧𝑛 + 𝑏𝑛−1 𝑧𝑛−1
It is clear that there exists at least an 𝑛th monic extremal
polynomial. Furthermore, it is unique if 1 < 𝑝 < ∞. If 𝑝 =
2, then the 𝑛th monic extremal polynomial is precisely the
𝑛th monic Sobolev orthogonal polynomial with respect to the
inner product corresponding to (2).
In [5, Theorem 1] the authors showed that the zeros of the
polynomials in {𝑞𝑛 }𝑛≥0 are uniformly bounded in the complex
plane, whenever there exists a constant 𝐶 such that 𝜆 𝑗 ≤
𝐶𝜆 𝑘 , 𝜇-almost everywhere for 0 ≤ 𝑗, 𝑘 ≤ 𝑁. This property
made possible to obtain the 𝑛th root asymptotic behavior of
extremal polynomials (see [5, Theorems 2 and 6]). Although
it is required compact support for 𝜇, this is, certainly, a natural
hypothesis: if 𝑆(𝜇) is not bounded, then we cannot expect to
have zeros uniformly bounded, not even in the classical case
(orthogonal polynomials in 𝐿2 ); see [21].
Taking 𝑁 = 1, 1 ≤ 𝑝 ≤ 2 and setting up hypothesis
on the matrix 𝑉 (see (4)) rather than on the diagonal matrix
𝜆, the authors of [22] the following equivalent result to [5,
Theorem 1].
Theorem 1 (see [22, Theorem 4.3]). Let 𝛾 be a finite union of
rectifiable compact curves in the complex plane, 𝜇 a finite Borel
measure with compact support 𝑆(𝜇) = 𝛾, 𝑉 a positive definite
matrix 𝜇-almost everywhere and
𝑏𝑝 𝑐𝑝
𝑝/2
𝑝/2
𝑝/2
In this paper we improve Theorem 1 in two directions: on
the one hand, we enlarge the class of measures 𝜇 considered
and, on the other hand, we prove our result for 1 ≤ 𝑝 < ∞
(see Theorem 19). In order to describe the measures we will
deal with, we introduce the definition of 𝑝-admissible pairs
as follows: given 1 ≤ 𝑝 < ∞, we say that the pair (𝑉, 𝜇) is 𝑝admissible if 𝜇 is a finite Borel measure which can be written
as 𝜇 = 𝜇1 + 𝜇2 , its support 𝑆(𝜇) is a compact subset of the
complex plane which contains infinitely many points, and 𝑉
is a positive definite matrix 𝜇-almost everywhere with |𝑏𝑝 |2 ≤
(1−𝜀0 )𝑎𝑝 𝑐𝑝 , 𝜇1 -almost everywhere for some fixed 0 < 𝜀0 ≤ 1;
the support 𝑆(𝜇2 ) is contained in a finite union of rectifiable
𝑝/2
compact curves 𝛾 with (𝑐𝑝 𝑑𝜇2 /𝑑𝑠)
−1
∈ 𝐿1/(𝑝−1) (𝛾) if 𝛾 ≠ 0,
𝑎𝑝 𝑏𝑝
𝑉2/𝑝 := ( 𝑏 𝑐 ) and 𝑑𝜇2 /𝑑𝑠 is the Radon-Nykodim derivative
𝑝
𝑝
−1
𝑝/2
In order to obtain (𝑐 (...truncated)