Biotic and abiotic drivers of tree seedling recruitment across an alpine treeline ecotone
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OPEN
Received: 6 October 2017
Accepted: 29 June 2018
Published: xx xx xxxx
Biotic and abiotic drivers of tree
seedling recruitment across an
alpine treeline ecotone
Esther R. Frei 1,2, Eva Bianchi 1,3, Giulietta Bernareggi1,4, Peter Bebi 1, Melissa A. Dawes
Carissa D. Brown 5, Andrew J. Trant6, Steven D. Mamet 7 & Christian Rixen 1
1,2
,
Treeline responses to climate change ultimately depend on successful seedling recruitment, which
requires dispersal of viable seeds and establishment of individual propagules in novel environments. In
this study, we evaluated the effects of several abiotic and biotic drivers of early tree seedling recruitment
across an alpine treeline ecotone. In two consecutive years, we sowed seeds of low- and high-elevation
provenances of Larix decidua (European larch) and Picea abies (Norway spruce) below, at, and above
the current treeline into intact vegetation and into open microsites with artificially removed surface
vegetation, as well as into plots protected from seed predators and herbivores. Seedling emergence
and early establishment in treatment and in control plots were monitored over two years. Tree seedling
emergence occurred at and several hundred metres above the current treeline when viable seeds and
suitable microsites for germination were available. However, dense vegetation cover at lower elevations
and winter mortality at higher elevations particularly limited early recruitment. Post-dispersal predation,
species, and provenance also affected emergence and early establishment. This study demonstrates the
importance of understanding multiple abiotic and biotic drivers of early seedling recruitment that should
be incorporated into predictions of treeline dynamics under climate change.
Plant species are responding to recent global temperature increases1 by shifting their ranges as populations track
their fundamental niche2,3. There is increasing evidence for climate-induced latitudinal range shifts via increased
shrub abundance in circumarctic tundra ecosystems4–6 and elevational shifts of shrubs and trees in mountainous
regions7–11. Treeline position, i.e. the range limit of forest ecosystems, is widely considered temperature sensitive
and is thus expected to respond to climate warming12–15. However, global treeline dynamics are often modulated
by regional-scale drivers such as historical land use changes16 and biotic interactions17. Hence, treeline responses
to global warming vary among locations and are often asynchronous with the rate of climate change17–21.
Climate change-induced range expansion of treeline populations also depends on successful recruitment,
which requires dispersal of viable seeds followed by successful establishment of individual propagules22. In
treeline ecotones, viable seed availability commonly declines with elevation13,23 due to lower abundance of seed
bearing trees and less frequent mast years, i.e. synchronous production of large seed crops24–26. Biotic interactions,
such as pre-dispersal predation, may further constrain seed productivity at treeline27, impacting future treeline
range expansion. Successful recruitment also depends on the availability of suitable microsites that provide the
necessary conditions for emergence and establishment of seedlings28,29. Seed bed quality is determined by a complex interplay of abiotic and biotic factors such as microclimatic conditions, the presence of neighbouring vegetation, and herbivory30. Abiotic factors are considered key drivers of seedling recruitment in climatically harsh
environments23. Early establishment is particularly limited by temperature and water availability31–33, but other
abiotic factors, such as snow cover duration and desiccating winds, may also affect seedling recruitment34–36.
1
WSL Institute for Snow and Avalanche Research SLF, Flüelastrasse 11, 7260, Davos Dorf, Switzerland. 2Swiss Federal
Institute for Forest, Snow and Landscape Research WSL, Zürcherstrasse 111, 8903, Birmensdorf, Switzerland.
3
Institute of Terrestrial Ecosystems, Department of Environmental Systems Science, ETH Zurich, Universitätstrasse
22, 8092, Zurich, Switzerland. 4Dipartimento di Bioscienze, Universit di Parma, Parco Area delle Scienze 11/A,
43124, Parma, Italy. 5Department of Geography, Memorial University, 230 Elizabeth Avenue, St John’s, NL, A1B
3X9, Canada. 6School of Environment, Resources and Sustainability, University of Waterloo, 200 University Avenue
West, Waterloo, ON, N2L 3G1, Canada. 7Department of Soil Science, University of Saskatchewan, 51 Campus Drive,
Saskatoon, SK, S7N 5A8, Canada. Correspondence and requests for materials should be addressed to E.R.F. (email:
)
ScientiFic REporTs | (2018) 8:10894 | DOI:10.1038/s41598-018-28808-w
1
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Site
Seedling emergence
(n = 1,727)
1st winter survival
(n = 408)
2nd winter survival Seedling height
(n = 236)
(n = 54)
75.898***
26.408***
10.689**
***
***
*
21.219***
Scarified
6.308
18.638
12.460
2.678
Year
0.146
0.521
—
—
Species
24.687***
2.412
3.416
—
Provenance
38.326***
3.779
0.367
—
Exclosure
15.490***
0.253
—
—
Site × Scarified
7.623*
2.398
1.021
1.975
Site × Year
92.573***
29.399***
—
—
Site × Species
1.515
10.249**
0.002
—
Site × Provenance
0.724
0.001
0.002
—
Site × Exclosure
0.033
0.134
—
—
Scarified × Year
4.175*
0.019
—
—
—
Scarified × Species
0.730
0.264
—
Scarified × Provenance
0.471
6.909**
—
—
Scarified × Exclosure
0.061
1.262
—
—
Year × Species
1.584
2.333
—
—
Year × Provenance
1.021
4.199*
—
—
Year × Exclosure
4.371*
4.695*
—
—
Species × Provenance
16.473***
0.148
—
—
Species × Exclosure
1.069
1.051
—
—
Provenance × Exclosure
7.896**
0.404
—
—
Table 1. Effects of experimental site, scarification, seeding year, species, provenance, and herbivore exclosure
treatment (exclosure), as well as their interactions, on seedling emergence, first and second winter survival, and
seedling height. Values and symbols are χ2-values and significances, respectively, from likelihood ratio tests of
mixed-effects models. Significance levels: *P < 0.05; **P < 0.01; ***P < 0.001. Degrees of freedom: df = 1 for
all factors except for site and its interactions in seedling emergence (df = 2). The forest site was excluded from
survival and growth trait models because of very low seedling recruitment.
Biotic interactions can be equally or even more important than abiotic factors in determining seed bed conditions37. Microsite cover effects can be highly complex, with neighbouring vegetation positively or negatively
affecting tree seedlings depending on vegetation type, species, demographic state, and prevailing weather conditions29,38. On the one hand, neighbouring vegetation can facilitate recruitment by sheltering seedlings from
adverse climate effects, seed predators, and herbivores23,28,39,40. On the other hand, a dense vegetation c (...truncated)