Caregiver burden and caregiver appraisal of psychiatric symptoms are not modulated by subthalamic deep brain stimulation for Parkinson’s disease
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Caregiver burden and caregiver appraisal of psychiatric
symptoms are not modulated by subthalamic deep brain
stimulation for Parkinson’s disease
Philip E. Mosley
1,2,3,4
, Michael Breakspear1, Terry Coyne3,5, Peter Silburn2,3 and David Smith
1
Subthalamic deep brain stimulation is an advanced therapy that typically improves quality of life for persons with Parkinson’s
disease (PD). However, the effect on caregiver burden is unclear. We recruited 64 persons with PD and their caregivers from a
movement disorders clinic during the assessment of eligibility for subthalamic DBS. We used clinician-, patient- and caregiver-rated
instruments to follow the patient–caregiver dyad from pre- to postoperative status, sampling repeatedly in the postoperative
period to ascertain fluctuations in phenotypic variables. We employed multivariate models to identify key drivers of burden. We
clustered caregiver-rated variables into ‘high’ and ‘low’ symptom groups and examined whether postoperative cluster assignment
could be predicted from baseline values. Psychiatric symptoms in the postoperative period made a substantial contribution to
longitudinal caregiver burden. The development of stimulation-dependent mood changes was also associated with increased
burden. However, caregiver burden and caregiver-rated psychiatric symptom clusters were temporally stable and thus predicted
only by their baseline values. We confirmed this finding using frequentist and Bayesian statistics, concluding that in our sample,
subthalamic DBS for PD did not significantly influence caregiver burden or caregiver-rated psychiatric symptoms. Specifically,
patient–caregiver dyads with high burden and high levels of psychiatric symptoms at baseline were likely to maintain this profile
during follow-up. These findings support the importance of assessing caregiver burden prior to functional neurosurgery.
Furthermore, they suggest that interventions addressing caregiver burden in this population should target those with greater
symptomatology at baseline and may usefully prioritise psychiatric symptoms reported by the caregiver.
npj Parkinson’s Disease (2018)4:12 ; doi:10.1038/s41531-018-0048-2
INTRODUCTION
Caregivers make a substantial contribution to the support of
people with Parkinson’s disease (PD). In 2014, Australian PD
caregivers provided 19 million hours of care, equivalent to $AUD
78.2 million ($USD 59.5 million).1 The PD caregiver may need to
coordinate multidisciplinary treatment, advocate for additional
services, administer medication, assist with personal care, prevent
falls and provide emotional support. However, caregivers are at
risk of burden, defined as ‘the extent to which caregivers perceive
that caregiving has had an adverse effect on their emotional,
social, financial, physical and spiritual functioning.’2 Burden is
associated with adverse psychiatric outcomes amongst caregivers,3,4 and may reduce the effectiveness and tolerability of
caregiving, resulting in earlier use of state-sponsored services or
premature institutionalisation. PD is a complex disorder manifesting motor and non-motor symptoms, both of which may amplify
caregiver burden. Psychiatric symptoms, including depression,
anxiety, apathy, psychosis, cognitive impairment and impulsecontrol disorders (ICDs) have consistently been associated with
higher levels of burden.5 The cumulative prevalence of psychiatric
and cognitive comorbidity in PD is estimated to be >50%,6 with
contributions from neurodegeneration, adverse effects of treatment and psychological reactions to progressive disability.
Deep brain stimulation (DBS) is an advanced therapy for PD that
involves neurosurgery to position electrodes in deep brain nuclei.
These produce continuous electrical stimulation to modulate
disordered basal ganglia activity. Individuals with motor complications of drug therapy that receive DBS may have a better outcome
than those maintained on medication alone, expressed as an
improvement in motor symptoms, a reduced requirement for
dopaminergic medication and a better self-rated quality of life.7,8
However, DBS is not a treatment for psychiatric symptoms in PD,
which may continue to progress postoperatively. Furthermore,
new psychiatric problems may also emerge, related to the titration
of stimulation, the withdrawal of dopaminergic medication and to
the inevitable psychosocial adaptation that follows relief of
disability in a patient–caregiver dyad.9 (Note, although we prefer
to use the term ‘person with PD’, we occasionally employ the term
‘patient’ when this role is contrasted with that of ‘caregiver’).
The subthalamic nucleus (STN) is the most common surgical
target for DBS in Australasia. However, the anatomy of this nucleus
confers vulnerability to stimulation-dependent cognitive and
affective disinhibition.10–12 Accordingly, some persons with PD
become more impulsive and less empathic after DBS, acting
recklessly without foresight or concern for others, potentially
1
Systems Neuroscience Group, QIMR Berghofer Medical Research Institute, Herston, QLD, Australia; 2Neurosciences Queensland, St Andrew’s War Memorial Hospital, Spring Hill,
QLD, Australia; 3Queensland Brain Institute, University of Queensland, St Lucia, Brisbane, QLD, Australia; 4Faculty of Medicine, University of Queensland, Herston, QLD, Australia
and 5Brizbrain and Spine, The Wesley Hospital, Auchenflower, QLD, Australia
Correspondence: Philip E. Mosley ()
Received: 3 December 2017 Revised: 14 March 2018 Accepted: 23 March 2018
Published in partnership with the Parkinson’s Foundation
Burden after Deep Brain Stimulation
PE Mosley et al.
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increasing caregiver burden.13 The incidence of this syndrome has
been estimated at between 1 and 15%.14,15
Early reports noted relational conflicts subsequent to STN-DBS,
linked to perceived behavioural changes in the person with PD,
despite a good motor outcome and in the absence of significant
relational difficulties prior to DBS.16,17 Prior research has suggested
that as many as 50% of caregivers rate their wellbeing as negative
following STN-DBS, despite positive patient-rated outcomes.
Psychiatric symptoms are significant covariates of negative
caregiver ratings.18 Importantly, patient and caregiver ratings of
postoperative affective changes are frequently discrepant.19
Despite its clinical importance, the main factors influencing
post-DBS caregiver burden, indeed whether burden increases or
decreases after DBS, remain unclear.
The objective of this study was to examine the trajectory and
determinants of caregiver burden in a consecutive sample of
persons with PD referred for STN-DBS at one DBS centre in
Australia. We employed a prospective, longitudinal design with
repeated-measures sampling to capture fluctuations in motor and
psychiatric symptoms as the patient–caregiver dyad progressed
from pre- to postoperative status. A longitudinal investigation
enables more accurate inferenc (...truncated)