Hybrid Hydrogel Composed of Polymeric Nanocapsules Co-Loading Lidocaine and Prilocaine for Topical Intraoral Anesthesia
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OPEN
Received: 31 May 2018
Accepted: 15 November 2018
Published: xx xx xxxx
Hybrid Hydrogel Composed of
Polymeric Nanocapsules CoLoading Lidocaine and Prilocaine
for Topical Intraoral Anesthesia
Bruno Vilela Muniz1, Diego Baratelli2, Stephany Di Carla1, Luciano Serpe1,
Camila Batista da Silva1, Viviane Aparecida Guilherme3, Lígia Nunes de Morais
Ribeiro 3, Cintia Maria Saia Cereda3, Eneida de Paula3, Maria Cristina Volpato1,
Francisco Carlos Groppo1, Leonardo Fernandes Fraceto2 & Michelle Franz-Montan
1
This study reports the development of nanostructured hydrogels for the sustained release of
the eutectic mixture of lidocaine and prilocaine (both at 2.5%) for intraoral topical use. The local
anesthetics, free or encapsulated in poly(ε-caprolactone) nanocapsules, were incorporated into
CARBOPOL hydrogel. The nanoparticle suspensions were characterized in vitro in terms of particle size,
polydispersity, and surface charge, using dynamic light scattering measurements. The nanoparticle
concentrations were determined by nanoparticle tracking analysis. Evaluation was made of
physicochemical stability, structural features, encapsulation efficiency, and in vitro release kinetics. The
CARBOPOL hydrogels were submitted to rheological, accelerated stability, and in vitro release tests,
as well as determination of mechanical and mucoadhesive properties, in vitro cytotoxicity towards
FGH and HaCaT cells, and in vitro permeation across buccal and palatal mucosa. Anesthetic efficacy
was evaluated using Wistar rats. Nanocapsules were successfully developed that presented desirable
physicochemical properties and a sustained release profile. The hydrogel formulations were stable for
up to 6 months under critical conditions and exhibited non-Newtonian pseudoplastic flows, satisfactory
mucoadhesive strength, non-cytotoxicity, and slow permeation across oral mucosa. In vivo assays
revealed higher anesthetic efficacy in tail-flick tests, compared to a commercially available product. In
conclusion, the proposed hydrogel has potential for provision of effective and longer-lasting superficial
anesthesia at oral mucosa during medical and dental procedures. These results open perspectives for
future clinical trials.
Topical anesthetics are applied superficially to reduce or control pain in medical and dental procedures such as
local anesthetic injection, placement of orthodontic bands, simple extraction of primary teeth, rubber-dam clamp
placement, biopsies, abscess incision, endotracheal intubation, and endoscopy1. Nevertheless, variables such as
the class and concentration of the anesthetic agent, pH, additives, contact time at the mucosa, duration of action,
and site of application influence the success of superficial anesthesia2.
Lidocaine (LDC) and prilocaine (PLC) are amine-amide local anesthetics (LAs) widely used in biomedical procedures worldwide1. When these LAs are combined, they form an eutectic mixture that is commercially
available as EMLA, a topical formulation originally designed for dermal use, with proven effectiveness inside the
oral cavity3. However, the formulation also presents organoleptic characteristics such as a bitter taste (pH = 9.0)
and a burning sensation during application, which can hinder its acceptance by patients2. The advantages and
disadvantages of EMLA led to the development of new formulations containing the eutectic mixture of LDC and
1
Department of Physiological Sciences, Piracicaba Dental School, University of Campinas – UNICAMP, Piracicaba,
São Paulo, Brazil. 2São Paulo State University – UNESP, Institute of Science and Technology of Sorocaba,
Department of Environmental Engineering, Sorocaba, São Paulo, Brazil. 3Department of Biochemistry and Tissue
Biology, Institute of Biology, University of Campinas – UNICAMP, Campinas, São Paulo, Brazil. Correspondence and
requests for materials should be addressed to M.F.-M. (email: )
SCIENTIFIC REPOrTS |
(2018) 8:17972 | DOI:10.1038/s41598-018-36382-4
1
www.nature.com/scientificreports/
PLC in drug delivery systems such as mucoadhesive films and nanostructured lipid carriers, aiming at topical
oral application4,5.
Several approaches have been adopted for optimization of the effective loading of LAs into polymeric nanoparticles. The encapsulation of benzocaine, lidocaine, and articaine in polymeric nanoparticles composed of
poly(lactide-co-glycolide), poly-L-lactide, and poly-ε-caprolactone resulted in long-term stability, sustained
release, and increased anesthetic efficacy in vivo6–11.
Polymeric nanocapsules consist of an oily core and an ultrathin polymeric wall, providing particles smaller
than 1 μm12. Poly-ε-caprolactone (PCL) is among the biodegradable polymers most widely employed for the
preparation of nanocapsules, due to its desirable properties for incorporation in semisolid drug delivery systems,
such as hydrophobicity and biocompatibility13.
Hydrogels are three-dimensional polymer networks cross-linked by physical or chemical agents, which can
absorb large amounts of biological fluids. Their useful properties include biocompatibility, flexibility, and suitable rheological behavior, enabling their use in a wide range of applications including wound healing and topical
delivery of active molecules at the skin and mucosa14,15. CARBOPOL is an acrylic acid copolymer employed as
a matrix in several semisolid formulations, with interesting properties such as mucoadhesion, which promotes
adherence to the mucus layer, leading to prolonged residence times of incorporated drugs15,16. CARBOPOL formulations containing benzocaine17, lidocaine18, or ropivacaine19–21 encapsulated in liposomes were shown to be
effective in promoting topical anesthesia in the human oral mucosa.
The objective of the present study was to determine whether a hybrid system based on poly(ε-caprolactone)
nanocapsules in CARBOPOL hydrogel could increase the biocompatibility, permeation capacity, and anesthetic
efficacy of 5% lidocaine-prilocaine, aiming at topical intraoral anesthesia.
Results and Discussion
Characterization of poly(ε-caprolactone) nanocapsules. The encapsulation of different LAs using
other polymeric nanocapsules has been described previously7,22–24, with the aim of prolonging analgesia and
minimizing side effects25. Particle size and polydispersity index (PDI) are critical parameters of nanostructured
systems that influence drug encapsulation efficiency, formulation stability, and release behavior26. The surface
charge of nanoparticles (zeta potential, ZP) can be used as a predictive index of particle stability, as well as to
elucidate the location of the active molecules in the nanocapsule27. The nanoparticle concentration is another
parameter that affects the stability and biological activity of drug delivery systems28.
The results obtained for particle size, PDI, ZP, nanoparticle concentration, and pH, according to time, for
nanocapsules with and without LAs, are provided (...truncated)