Water-balance approach for assessing potential for smallholder groundwater irrigation in Sub-Saharan Africa
Water-balance approach for assessing potential for
smallholder groundwater irrigation in Sub-Saharan Africa
P Pavelic1*, V Smakhtin2, G Favreau3 and KG Villholth4
International Water Management Institute, Vientiane, Lao PDR
International Water Management Institute, Colombo, Sri Lanka
3
IRD, HydroSciences Montpellier, France
4
International Water Management Institute, Pretoria, South Africa
1
2
Abstract
Strategies for increasing the development and use of groundwater for agriculture over much of Sub-Saharan Africa (SSA)
are urgently needed. Expansion of small-scale groundwater irrigation offers an attractive option to smallholder farmers to overcome unreliable wet-season rainfall and enhance dry-season production. This paper presents a simple, generic
groundwater-balance-based methodology that uses a set of type-curves to assist with decision making on the scope for
developing sustainable groundwater irrigation supplies, and to help understand how cropping choices influence the potential
areal extent of irrigation. Guidance to avoid over-exploitation of the resource is also provided. The methodology is applied
to 2 sites in West Africa with contrasting climatic and subsurface conditions. At both sites the analysis reveals that there is
significant potential for further groundwater development for irrigation whilst allowing provisions for other sectoral uses,
including basic human needs and the environment.
Keywords: groundwater irrigation, water balance, over-exploitation, Sub-Saharan Africa
Introduction
Enhanced groundwater irrigation for smallholder agriculture
in Sub-Saharan Africa (SSA) is widely recognised as being an
important aspirational goal that would dramatically improve
food security and livelihoods by protecting against poor and
highly variable wet-season rainfall and by enabling productive use of land during the dry season (Kay, 2001; Allaire,
2009). However, groundwater-sourced agricultural development across SSA has been severely lagging behind most other
regions of the world (Shah et al., 2007). Less than 2% of rural
households are served by groundwater for irrigation purposes
in SSA, whereas, in contrast, the figures for China and India
may be in the order of 30% and 50%, respectively (Giordano,
2005). According to national-level figures from a cross-section
of 16 SSA countries, groundwater is being used to irrigate less
than 1% of the arable land (Table 1). At the same time, positive
developments are emerging, with groundwater being increasingly recognised as a largely untapped resource for agricultural development in SSA, albeit with numerous technical and
non-technical issues which severely constrain development
(Giordano, 2006; Masiyandima and Giordano, 2007). There
is emerging evidence that farmers are increasingly resorting
to groundwater for irrigating high-value crops across Ghana
where there is much optimism amongst decision-makers
and investors that groundwater can play an important role in
enhancing productivity and alleviate poverty (Namara et al.,
2011). Other successful examples of agricultural groundwater
development, often using rudimentary abstraction technologies
This paper was originally presented at the International Conference on
Groundwater: Our Source of Security in an Uncertain Future, Pretoria,
19-21 September 2011.
* To whom all correspondence should be addressed.
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include the fadama cropping systems along the inland valley
areas of Nigeria (Tarhule and Woo, 1997). In countries such as
Ethiopia and Zimbabwe, smallholder farmers with higher, yearround access to irrigation water through the use of groundwater
are better able to produce higher-valued, marketable vegetables
than those without (Hagos et al., 2009). These examples offer
hope for the expansion of areas under cultivation and higher
cropping intensities if technical, technological, economic and
policy-related barriers can be overcome.
One of the issues that must be addressed when proposing
new groundwater irrigation development for smallholder farmers is the threat of over-abstraction posed to existing groundwater users, along with the ecosystems supported by groundwater. In countries such as South Africa, where groundwater
irrigation development is the most advanced within the SSA
region (Table 1), as well as in some other countries in the lower
rainfall zones, commercial-scale developments have in some
cases already led to continuously falling groundwater levels
(Wada et al., 2010).
Across much of the region, very little is known about
the physical extent, accessibility and development potential
of groundwater, but interest and knowledge are emerging
(Namara et al., 2011). Data availability remains scarce, and
that which is being gathered is often being collected unsystematically and disconnected from information systems (Adelana
and MacDonald, 2008). Not only is the quantum of information and the level of understanding often very poor, it is also
highly heterogeneous across the region, which makes it difficult
to perform broad-scale assessments. As a result, uncertainties
and misconceptions emerge about the development potential.
In areas where the development of the groundwater
resources is low, the extent of smallholder irrigation that could
be introduced is usually unknown. Given the above-mentioned
challenges, simple methods that follow ‘start small and learnas-you-go’ principles are needed in order to gauge the levels of
irrigation development that can be sustained, and to determine
http://dx.doi.org/10.4314/wsa.v38i3.5
Available on website http://www.wrc.org.za
ISSN 0378-4738 (Print) = Water SA Vol. 38 No. 3 International Conference on Groundwater Special Edition 2012
ISSN 1816-7950 (On-line) = Water SA Vol. 38 No. 3 International Conference on Groundwater Special Edition 2012
399
strategies to ensure that the appropriate type and level of development will take place. In this paper a simple methodological
framework is presented that aids in the estimation of upper
limits of groundwater development for irrigation in terms of
volumes of abstraction and irrigated area. The methodology
is then applied to 2 case-study areas in West Africa to demonstrate its applicability and utility.
Table 1
Estimates of groundwater use for irrigation
in selected Sub-Saharan African countries.
Sources: Siebert et al. (2010) and FAOSTAT (2011)
Country
Botswana
Burkina Faso
Ethiopia
Ghana
Kenya
Malawi
Mali
Mozambique
Niger
Nigeria
South Africa
Sudan (N&S)
Tanzania
Uganda
Zambia
Zimbabwe
Groundwater
irrigated area (ha)
Percentage of
arable land
286
3 000
2 611
12 000
970
30
750
217
1 221
64 000
127 330
29 732
17 465
59
6 646
14 277
0.11
0.05
0.39
0.27
0.02
0.00
0.02
0.00
0.01
0.17
0.88
0.14
0.18
0.00
0.28
0.38
Methodological development
Principles and approach
In groundwater systems that are actively replenished, it is
generally accepted that the sustainable yield of an aquifer
determines the allowable extent of groundwate (...truncated)