Conformational analysis and electronic structure of chiral carbon and carbon nitride nanotubes
© 2011
Materials Research. 2011; 14(4): 461-465
DDOI: 10.1590/S1516-14392011005000067
Conformational Analysis and Electronic Structure of Chiral Carbon
and Carbon Nitride Nanotubes
Cristiano Geraldo de Faria, Mariza Grassi, Ana Claudia Monteiro Carvalho*
Grupo de Desenvolvimento de Estruturas Nanométricas e Materiais Biocompatíveis – GDENB,
Departamento de Física e Química, Instituto de Ciências Exatas – ICE,
Universidade Federal de Itajubá – UNIFEI, CEP 37.500-930, Itajubá, MG, Brazil
Received: September 15, 2010; Revised: August 2, 2011
Geometry and electronic structure of chiral carbon and carbon nitride (CNx) nanotubes were investigated
through quantum chemical methods. Finite nanotubes with diameters ranging from 5 to 10 Å and containing up to
500 atoms were considered. CNx structures were built through random substitution of carbon atoms by nitrogen.
The molecules were fully optimized by semi-empirical quantum chemical method (PM3). Our results show that
the energy associated with nitrogen incorporation depends strongly upon the tube helicity and diameter. The
doping of nanotubes with nitrogen contributes to reduce the stress caused by the small diameter of the studied
systems. Density of States (DOS) results for pure carbon and CNx nanostructures, obtained through DFT and
Hartree-Fock calculations, were analyzed. The introduction of nitrogen in the tube produce states in the gap region
which characterizes the metallic behavior, as expected for these systems after N-doping.
Keywords: chiral nanotubes, nitrogen, PM3, DFT
1. Introduction
Since their discovery by Sumio Iijima1 in 1991, carbon nanotubes
(CNT) have been intensively investigated, both theoretically and
experimentally, due to their outstanding electronic and mechanical
properties. These systems are usually treated as one-dimensional
semiconductors or metals, depending on the geometry of the tubes2.
The classification of single walled carbon nanotubes (SWNTs) is
based on two chiral indices (n,m) which give the geometry of the
basic graphene ribbon that is rolled to form a nanotube. According
to the usual nomenclature, nanotubes are said to be achiral when
one of the indices is zero (zig-zag) or when n = m (armchair) and
all the others are chiral. It has been proposed that CNTs behave as
1-D conductors when the difference between the chiral indices is a
multiple of 3: n – m = 3q, where q is an integer2.
Semiconducting nanotubes are of interest in the fabrication
of electronic devices as they combine the outstanding mechanical
properties of small band gap semiconductors, altogether in systems
of nanoscopic dimensions. Metallic nanotubes are interesting as well
since they are prototypes of mechanically robust molecular wires.
The development of experimental techniques that precisely synthesize
carbon nanotubes with uniform helicity and electronic properties
is still a challenge. This fact might impose great limitations on the
technological applications of these nanostructures. Theoretical3
and experimental4-6 studies have shown that is possible to modify
the electronic properties of the nanotubes by replacing some of
carbon atoms with heteroatoms7. Futhermore the incorporation of
these heteroatoms also changes the nanotube estructure8,9, chemical
reactivity10 and mechanical properties11, presenting the possibility of
controlling nanotube properties. In recent years, various synthesis
methods to produce CNx nanotubes have been reported, including
chemical vapor deposition (CVD)12-14, arc discharging15,16, laser
*e-mail:
vaporization 17, catalytic pyrolysis 18-21, ion implantation 22, and
others. Quantum chemical calculations of the structural stability and
electronic properties carbon-nitride systems have been reported by
several authors4,23-27.
In our previous work15,28, simulations of a random doping of CNTs
showed that substitutional nitrogen on the hexagonal carbon network
produces localized distortions on the tube walls. Analyzing nitrogen
incorporation energy results for molecules of similar diameter, we
conclude that carbon atoms are more easily substituted by nitrogen
atoms in zigzag than in armchair nanotubes.
In the present work we report a quantum chemical study on chiral
nanotubes with diameters varying from 5 to 10 Å. We analyze the
role played by nitrogen doping in the stabilization of these molecular
systems. In the case of chiral nanotubes our theoretical results showed
that the energies of nitrogen incorporation are close to the calculated
for armchair nanotubes regardless of its helicity. The modifications
in the electronic structure due to random nitrogen substitution are
also analyzed. A band associated with donor states emerges below
the bottom of the conduction band after doping.
2. Computational Details
The geometry of tubular structures composed by carbon and
nitrogen containing form 100 to 500 atoms were fully optimized
through the semi-empirical quantum chemical method Parametric
Method 3 (PM3)29. PM3 is a semi-empirical method derived from the
Hartree-Fock theory. The advantages of semiempirical calculations
are that they are much faster than ab initio calculations, and can be
used for large organic molecules. The disadvantage of semiempirical
calculations is that some properties cannot be predicted reliably. In
the case of the properties analyzed in this study, PM3 semiempirical
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method is very reliable to predict molecular geometries and heats
of formation of carbon materials. PM3 error in heats of formation
is about 8.0 kcal.mol–1[30], with respect to the experimental values.
Average error in bond length is 0.05 Å[30].
Terminal bonds at tube ends were saturated with hydrogen atoms.
Chiral nanotubes were then nitrogen-doped and the geometries were
re-optimized. Nitrogen atoms were randomly placed substituting
carbons at a given concentrations. For these substitutions, we adopted
the following criteria: (i) adjacent atoms should not be substituted;
(ii) the substitution of even number of atoms is preferable because a
closed shell system is formed.
The energy associated to nitrogen incorporation was calculated
as the difference in formation enthalpy of N-doped and pure carbon
systems divided by the number of nitrogens. These calculations were
performed within the quantum chemical package GAMESS31.
The electronic structure of the optimized tubular molecules was
obtained through Hartree-Fock theory adopting CEP-4G basis set
and the functional BLYP in the 6-31G basis set as implemented in
GAUSSIAN03 package32. Becke’s33 exchange functional along with
the correlation functional of Lee, Yang, and Parr34 (BLYP) has been
used successful in the electronic properties calculations of carbon
nanotubes. However, this functional has been shown to be not allowed
to large systems as some model molecules analyzed in this work.
The Compact Effective Potencial (CEP) proposed by Stevens and
co-workers in 1984[35] is a pseudo-orbital basis set which con (...truncated)