Systematic scoping review protocol of methodologies of chronic respiratory disease surveys in low/middle-income countries
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PROTOCOL
OPEN
Systematic scoping review protocol of methodologies of
chronic respiratory disease surveys in low/middle-income
countries
Dhiraj Agarwal 1, Nik Sherina Hanafi 2, Soumya Chippagiri3, Evelyn A. Brakema 4, Hilary Pinnock5, Ee Ming Khoo 2, Aziz Sheikh5,
Su-May Liew2, Chiu-Wan Ng2, Rita Isaac3, Karuthan Chinna2, Wong Li Ping 2, Norita Binti Hussein2, Sanjay Juvekar 1 and the RESPIRE
Collaborators
This protocol describes a systematic scoping review of chronic respiratory disease surveys in low/middle-income countries (LMICs)
undertaken as part of the Four Country ChrOnic Respiratory Disease (4CCORD) study within the National Institute for Health
Research Global Health Research Unit on Respiratory Health (RESPIRE). Understanding the prevalence and burden of chronic
respiratory disease (CRD) underpins healthcare planning. We will systematically scope the literature to identify existing strategies
(definitions/questionnaires/diagnostics/outcomes) used in surveys of CRDs in adults in low-resource settings. We will search
MEDLINE, EMBASE, ISI WoS, Global Health and WHO Global Health Library [search terms: prevalence AND CRD (COPD, asthma) AND
LMICs, from 1995], and two reviewers will independently extract data from selected studies onto a piloted customised data
extraction form. We will convene a workshop of the multidisciplinary 4CCORD research team with representatives from the RESPIRE
partners (Bangladesh, India, Malaysia, Pakistan and Edinburgh) at which the findings of the scoping review will be presented,
discussed and interpreted. The findings will inform a future RESPIRE 4CCORD study, which will estimate CRD burden in adults in
Asian LMICs.
npj Primary Care Respiratory Medicine (2019)29:17 ; https://doi.org/10.1038/s41533-019-0129-7
BACKGROUND
Chronic respiratory diseases (CRDs), especially asthma and chronic
obstructive pulmonary disease (COPD), are common public health
problems across the world, with the Global Burden of Disease
estimating that CRDs now account for 30% of total deaths.1
Although morbidity and mortality are particularly high in low- and
middle-income countries (LMICs), there are very little robust data
on the true prevalence of asthma and COPD in these countries.2,3
Chronic respiratory symptoms are common in the general
population,1 but the clinicians in primary healthcare systems in
resource-poor countries lack the skills and support to diagnose the
underlying disease condition.4–8 Factors contributing to low rates
of diagnosis include limited awareness of respiratory long-term
conditions,4–10 limited access to healthcare and lack of diagnostic
capability in these countries.11 Determining the prevalence of
asthma and COPD remains a challenge because of the poor
sensitivity and specificity of the widely used questionnaire-based
research tools,3,12 while objective testing with spirometry may be
a challenge in community-based epidemiological surveys.11
With notable exceptions, such as the Burden of Lung Disease
(BOLD),13 surveys of the prevalence of CRDs conducted in LMICs
often have major limitations (such as relying on patient-reported
1
disease or symptom questionnaires), and report very varied
estimates of prevalence.2,14–39 In addition, many existing surveys
focus on one condition (e.g. the BOLD study detects COPD,13 the
International Study of Asthma and Allergies in Childhood (ISAAC)
detects symptoms of asthma and allergy in children40) and rarely
look for the broad range of less common causes of CRD (such as
interstitial lung disease, bronchiectasis, lung cancer and complications post tuberculosis) or attempt to identify the phenotypes of
asthma and COPD, which are increasingly regarded as important
to understanding and managing the conditions.41
Effective health policies related to CRD can only be developed if
we know the true burden of asthma, COPD and other CRDs in the
community. Funded by the National Institute for Health Research
(NIHR), RESPIRE is a Global Health Research Unit focusing on
respiratory health in Asia (https://www.ed.ac.uk/usher/respire).
Prior to undertaking a comprehensive Four Country ChrOnic
Respiratory Disease study (4CCORD) in the partner countries of
RESPIRE, we sought to systematically scope the literature to
identify existing strategies—that is, definitions, questionnaires,
study tools and diagnostics protocols—that have been used to
conduct surveys for CRDs in LMICs.
Vadu Rural Health Program, KEM Hospital Research Centre, Pune, India; 2Department of Primary Care Medicine, Faculty of Medicine, University of Malaya, Kuala Lumpur,
Malaysia; 3RUHSA Department, Christian Medical College, Vellore, India; 4Department of Public Health and Primary care, Leiden University Medical Centre, Leiden, The
Netherlands and 5NIHR Global Health Research Unit on Respiratory Health (RESPIRE), Usher Institute of Population Health Sciences and Informatics, The University of Edinburgh,
Edinburgh, UK
Correspondence: Sanjay Juvekar ()
A list of consortium members appears before the Acknowledgements.
These authors contributed equally: Dhiraj Agarwal, Nik Sherina Hanafi
Received: 3 March 2019 Accepted: 12 April 2019
Published in partnership with Primary Care Respiratory Society UK
D. Agarwal et al.
2
Table 1.
Inclusion and exclusion criteria
Criterion
Definition
Population
Populations of adults (typically of over 18 years, but we will accept different thresholds, for example, reflecting the age of the
majority in different countries). Surveys that also screened children will be included if the procedure for adults is described
Screening procedure Surveys employing random sampling with the aim of determining the prevalence of asthma,50 COPD51 or other CRD8 in the
adult population. The survey procedures may include questionnaires, clinical examination, spirometry and/or other tests. We
are also interested in the prevalence of chronic respiratory symptoms, and in surveys that detected phenotypes
Disease definitions
We will include studies that use definitions of CRD from globally recognised guidelines: asthma,50 COPD 51 or other CRD8
We define ‘chronic’ respiratory symptoms as symptoms (such as cough, wheezing and shortness of breath) that have persisted
for more than 3 months, or recurred in ‘attacks’
Burden of disease
We are interested in the population-level surveys of the burden of CRD; this includes symptom burden, use of healthcare
resources or societal burden (e.g. absenteeism, loss of earnings)
Phenotypes
We are interested in population-level surveys that have attempted to detect phenotypes of asthma,50 COPD51 or the overlap
between these conditions53 in the context of low-resource settings
Setting
Normally LMICs. Our, focus is surveys undertaken in low-resource contexts, which we anticipate will normally be countries
classified by the Organisation for Economic Cooperation and Development as being ‘LMIC’ at the time of the survey. We may,
however, include surveys developed in higher-income cou (...truncated)