Efficient bidirectional piezo-optomechanical transduction between microwave and optical frequency
ARTICLE
https://doi.org/10.1038/s41467-020-14863-3
OPEN
Efficient bidirectional piezo-optomechanical
transduction between microwave and optical
frequency
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Wentao Jiang 1 ✉, Christopher J. Sarabalis1, Yanni D. Dahmani1, Rishi N. Patel1, Felix M. Mayor
Timothy P. McKenna1, Raphaël Van Laer1 & Amir H. Safavi-Naeini1 ✉
1,
Efficient interconversion of both classical and quantum information between microwave and
optical frequency is an important engineering challenge. The optomechanical approach with
gigahertz-frequency mechanical devices has the potential to be extremely efficient due to the
large optomechanical response of common materials, and the ability to localize mechanical
energy into a micron-scale volume. However, existing demonstrations suffer from some
combination of low optical quality factor, low electrical-to-mechanical transduction efficiency,
and low optomechanical interaction rate. Here we demonstrate an on-chip piezo-optomechanical transducer that systematically addresses all these challenges to achieve nearly
three orders of magnitude improvement in conversion efficiency over previous work. Our
modulator demonstrates acousto-optic modulation with V π = 0.02 V. We show bidirectional
conversion efficiency of 105 with 3.3 μW red-detuned optical pump, and 5:5% with
323 μW blue-detuned pump. Further study of quantum transduction at millikelvin temperatures is required to understand how the efficiency and added noise are affected by
reduced mechanical dissipation, thermal conductivity, and thermal capacity.
1 Department of Applied Physics and Ginzton Laboratory, Stanford University, 348 Via Pueblo Mall, Stanford, CA 94305, USA. ✉email: ;
NATURE COMMUNICATIONS | (2020)11:1166 | https://doi.org/10.1038/s41467-020-14863-3 | www.nature.com/naturecommunications
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NATURE COMMUNICATIONS | https://doi.org/10.1038/s41467-020-14863-3
t takes energy to sufficiently change the optical properties of a
device or medium to impart information onto an optical
field1,2. Electro-optic devices are engineered to minimize this
energy by using low-loss optical waveguides and resonators that
localize the optical field in a small volume, and reduce the amount
of energy it takes to set up the electric fields needed for
modulation3,4. Mechanical vibrations change the local optical
properties with less energy than is typically possible via the
electro-optic effect in common materials. Whereas voltages corresponding to 1010 microwave photons are typically needed in
the most highly optimized electro-optic systems, only 104
microwave phonons of the same energy are needed in the best
optomechanical systems5. However, this efficient modulation
requires localization of both optical and mechanical energy into a
wavelength-scale volume5. This complicates electrical driving of
this localized mechanical motion and must be addressed by
careful co-engineering of a piezo-optomechanical system.
An energy-efficient modulator, whether electro-optic or piezooptomechanical, also operates as a quantum transducer between
microwaves and light where a large optical pump coherently and
reversibly couples an optical sideband to microwave-frequency
excitations6–8. Such transducers may one day enable quantum
networks that perform distributed quantum sensing and information processing9,10. There are many physical mechanisms that
mediate the exchange of microwave and optical photons11.
Among these, as in the classical case, mechanically mediated
conversion offers strong coupling rates and low energy
consumption5,12,13. Electro-optomechanical conversion using
MHz-frequency mechanical membranes14,15 to mediate interactions between a Fabry–Pérot cavity and a superconducting
microwave resonator has been demonstrated with 47% efficiency,
and 38 added noise photons16. Desire for larger conversion rates,
lower added noise, and lower heating have motivated investigations of integrated gigahertz-frequency devices which require
less optical pump power to operate. Several approaches using
aluminum nitride (AlN)17–20, silicon21,22, gallium arsenide
(GaAs)23–25, and lithium niobate (LN)26–28 have been pursued,
but the best end-to-end conversion efficiencies have remained on
the order of 108 19.
Efficient piezo-optomechanical modulation is challenging. The
mechanical modes must be highly co-localized with the optical
resonances to achieve high optomechanical interaction rates,
while maintaining electrical access to the mechanical motion.
Optomechanical crystals (OMC) provide a natural way to achieve
the former by implementing a simultaneous photonic–phononic
crystal to confine both optical and mechanical waves29. However,
efficient electrical coupling to the micron-scale mechanical resonances of a phononic crystal has only recently been achieved30,31.
These demonstrations leverage the high piezoelectric coefficient
of lithium niobate32 and electrodes on or near the resonator to
efficiently couple motion to high-impedance superconducting
microwave circuits. Such an approach is difficult to integrate
with photonic devices due the large optical absorption of metals,
which ruins the optical quality factor and destroys the
superconductivity.
We overcome the low microwave-to-mechanical efficiency of
previously demonstrated lithium niobate piezo-optomechanical
crystals27 by integrating an interdigitated transducer (IDT) that
excites a wavelength-scale mechanical waveguide33 to efficiently
drive the localized mechanical mode of the OMC. Moreover, the
phononic waveguide spatially separates the optical and microwave circuits, an important feature in a cryogenic setting where
absorption in metals needs to be minimized. We characterize the
device as a classical modulator where an incoming microwave
signal at the mechanical mode frequency modulates the optical
cavity resonance. In a separate experiment, we characterize the
2
potential of the device as a quantum transducer, by imparting a
laser tone red-(blue-)detuned by a mechanical frequency from the
optical resonance to introduce an interaction between photons
resonant with the cavity and the mechanical motion of the device,
which is coupled to the external microwave channel. We
demonstrate bidirectional conversion between microwave and
optical photons with quantum efficiency up to 105 (5:5%) using
the red-(blue-)detuned optical pump. The integrated piezooptomechanical transducer is fabricated with X-cut thin-film
lithium niobate on silicon (LNOS), a material platform demonstrated to be compatible with superconducting circuits and
qubits30,31—opening a path for integration with quantum sensors
and processors.
Results
Design. An incident microwave signal on the IDT is converted to
a propagating mechanical wave in the second-order horizontal
shear mode (SH2) in the transducer region. The mechanical wave
is then scattered by the linear horn into the first-order longitudinal mode (L1) of a 1.3-µm-wide waveguide (Fig. 1b). From
finite-element simulation and separate measurem (...truncated)