Lung ultrasound-guided surfactant administration: time for a personalized, physiology-driven therapy
European Journal of Pediatrics
https://doi.org/10.1007/s00431-020-03745-x
EDITORIAL
Lung ultrasound-guided surfactant administration: time
for a personalized, physiology-driven therapy
Francesco Raimondi 1 & J. Peter de Winter 2,3 & Daniele De Luca 4,5
# Springer-Verlag GmbH Germany, part of Springer Nature 2020
Neonatal lung ultrasound is a novel imaging technique that is
gathering growing interest in neonatal intensive care units
(NICU). Functional lung ultrasound is able to document the
failure of non-invasive respiratory support that often preludes
to exogenous surfactant administration for respiratory distress
syndrome (RDS) [1].
The current European guidelines for the administration of
surfactant only rely on the need for a certain inspiratory oxygen fraction threshold [2]. This, however, has a weak evidence
background mainly coming from a single, small-sized, singlecenter, retrospective study [3]. Moreover, inspired oxygen
fraction (FiO2) cannot give any accurate description of the
oxygenation status, as it does not take into consideration many
important variables that significantly influence oxygenation,
such as the constant distending pressure provided to the patient, arterial oxygen pressure, temperature, peripheral perfusion, hemoglobin concentration, and the extremely variable
level of fetal hemoglobin, just to name a few.
Unsurprisingly, the American Academy of Pediatrics
guidelines on surfactant replacement do not recommend any
FiO2 thresholds to give surfactant and only highlight that surfactant should be given as early as possible in the process of
RDS [4]. On the same line, it is not surprising that severe
* Daniele De Luca
1
Department of Translational Medical Sciences, Division of
Neonatology, Federico II University, Naples, Italy
2
Department of Pediatrics, Spaarne Gasthuis, Hoofddorp
Haarlem, The Netherlands
3
Department of Development and Regeneration, KU Leuven,
Leuven, Belgium
4
Division of Pediatrics and Neonatal Critical Care, “A. Beclere”
Medical Center, Paris Saclay University Hospitals APHP,
Paris, France
5
Physiopathology and Therapeutic Innovation Unit, INSERM U999 Paris Saclay University, Paris, France
respiratory failure in adults and children [5, 6] is not evaluated
by using only FiO2, which is not a criterion for the definition
of neonatal, pediatric, or adult ARDS neither [5, 7, 8].
However, there are enough evidence-based data to give
surfactant as early as possible (that is, within the first 3 hours
of life) [9] in preterm neonates affected by RDS treated with
continuous positive airway pressure (CPAP) and all guidelines recognize this [2, 4].
Thus, here we have a substantial problem. We should make
a diagnosis of RDS in CPAP-treated preterm neonates and
identify those patients who will fail CPAP and need surfactant
replacement and those who will not fail CPAP and may spare
the treatment. More and above this, we need to do this investigation is a short period (3 hours), which is shorter than it may
seem when one is diving into routine neonatal critical care in a
very busy NICU.
Complex and important problems in clinical medicine are
not likely to have an easy solution. In fact, FiO2 alone misses
several oxygenation variables and, because of its inaccuracy,
may lead to unnecessary surfactant administration with unwanted consequences (need for sedation, desaturation, etc.)
or to delayed surfactant administration and reduced therapeutic efficacy when the need for oxygen rises only late. These are
everyday experiences for NICU practitioners.
An utterly innovative strategy is represented by the use of
semi-quantitative lung ultrasound which is not evaluating the
oxygenation, but it is instead “visualizing” lung disease. In
fact, lung ultrasound scores accurately estimate lung aeration,
which is the amount of lung volume available for gas exchange, as this has been demonstrated in a plethora of animal
and human studies [10]. For a uniform, homogeneous, and
restrictive lung disease due to primary surfactant deficiency,
the estimation of lung aeration is equivalent to an accurate
description of oxygenation. In fact, lung ultrasound score accurately correlates, not with FiO2, but with all more sophisticated oxygenation metrics [11–13] that take into account at
least some of the factors mentioned above that influence oxygenation status. Thus, lung ultrasound represents a mindset
Eur J Pediatr
change and also a more pathophysiological approach to a
complex problem that cannot be simplified.
A recent quality improvement project showed that
when surfactant is given based on lung ultrasound score
(versus the oxygen requirement), more babies received
surfactant within 3 hours of life with less oxygen exposure; this has been called ESTHER (Echography-guided
Surfactant THERapy) [14]. Rodriguez Fanjul and coworkers should be commended for being the first colleagues to confirm these results in a randomized controlled trial where lung ultrasound score and FiO2 thresholds are compared [15]. They applied the ESTHER policy
and, notably, all infants in the first group reached the lung
ultrasound score threshold before the momentous brink of
0.3 FiO2 demand and received surfactant within the first
hour of life (versus 6 hours in the control group).
Together, these two papers provide good evidence for a
timelier and more physiology-based surfactant administration in preterm babies with RDS [14, 15]. Interestingly,
the lung ultrasound-guided surfactant replacement reduced oxygen exposure but did not change the overall
surfactant use. This is also important and consistent with
data shown even in larger populations [16].
The study has its limitations as any other. For instance, the
small sample size, the lack of blindness, and the enrolment of
preterm neonates less than 32 weeks’ gestation rather than a
population of extremely preterm infants [15]. However, the
authors recognize these limitations, and their results are based
on a solid pathophysiological background described above
and supported by a large consisting adult critical care literature
[10].
Surfactant has been given as almost universal prophylaxis
at birth for years, then the need for an early rescue therapy has
been finally recognized. Now, the time has come for an even
more personalized, timely, physiology-driven treatment. This
can only improve the general quality of neonatal care as lung
ultrasound is non-invasive and requires minimal training and
tools that are available also in low-income countries [17, 18].
More and above this, the ultrasound-guided surfactant administration can eventually improve important clinical outcomes,
through the reduction of oxygen exposure and ventilatory
need [9], provided by an earlier and more effective surfactant
replacement in patients who really need it.
Author Contribution Francesco Raimondi reviewed the ULTRASURF
trial and commented it, writing this editorial draft.
Peter de Winter and Daniele De Luca evaluated the review, did the
litera (...truncated)