Gut Microbiome and Bariatric Surgery
Indian Journal of Surgery (April 2021) 83(2):395–397
https://doi.org/10.1007/s12262-021-02927-7
EDITORIAL
Gut Microbiome and Bariatric Surgery
Arun Dhir 1,2,3 & Dora Huang 4
Accepted: 7 May 2021 / Published online: 20 May 2021
# The Author(s) 2021
Introduction
Bariatric surgery remains the most effective therapeutic mode
of achieving sustainable weight loss and modulation of
obesity-related comorbidities. It was traditionally understood
that surgical alterations in gut anatomy result in physical caloric restriction and nutrient malabsorption; however, these
may not be the only means to weight loss and metabolic success. A more complex mechanism is thought to be at play. The
role of the human gut microbiota may offer an additional
explanation in the modulation of metabolism and disease pathology following bariatric surgery.
Gut Microbiota and Obesity
It is well known that the human gut microbiota affects energy
balance by influencing calorie harvest, usage and storage.
Hence, the composition of the microbiota provides important
metabolic capabilities. Ongoing research is attesting to these
capabilities and discovering potential links to many chronic
diseases besides obesity.
The gut microbiota produces short-chain fatty acids, which
are bacterial metabolites from the fermentation of otherwise
indigestible oligosaccharides, dietary plant fibres and nondigested proteins. This interaction is particularly important
in the pathophysiology of obesity, as short-chain fatty acids
stimulate satiety hormone production (GLP-1 and PYY), as
* Dora Huang
Arun Dhir
1
Northern Health, Epping, VIC, Australia
2
Melbourne Gastro Surgery, Melbourne, VIC, Australia
3
Monash University, Melbourne, VIC, Australia
4
Austin Health, Heidelberg, VIC, Australia
well as playing a role in lipid metabolism, inflammation and
insulin sensitivity.
In obesity, the gut microbiome has been shown to play a
role in increased energy harvesting. Obesity is associated with
specific microbial phyla composition. It is commonly associated with an increased ratio of Firmicutes to Bacteroidetes—a
dysbiotic energy-harvesting microbiome [1]. Reduced microbial gene richness is also characteristic to the obesity state [2].
The intimate relationship between gut nutrient processing
and the microbiome is evidenced in faecal microbial transplant. In murine models, transplanted faecal microbiota from
obese mice into wild-germ free animals resulted in modest fat
gain, compared to mice colonised with lean microbiome.
Human studies involving faecal matter transplant have also
shown beneficial effects with obesity [3], metabolic syndrome
and transient insulin sensitivity, after transplant from lean individuals to obese patients.
Gut Microbiota and Bariatric Surgery
Changes in the gut microbiota following bariatric surgery
have been explored in various studies [4–10]. Depending on
the type of surgery and extent of alteration, gut microbiota
may directly or indirectly change due to environmental, systemic and anatomical changes post-operatively. Modification
in gastric size will affect diet and acid exposure. Altered nutrient flow due to shortened small bowel may affect oxygen
nutrient exposure to the more distal gut. Gut microbes will be
affected by changes in gut hormone production, as well as
altered mixing of bile acids and pancreatico-biliary secretions
with nutrients. Lastly, nutrient flow in shortened small bowel
segments will vary.
The literature suggests that overall there is a dramatic shift in
the composition and richness of gut microbiota after surgery,
most profoundly in Roux-en-Y gastric bypass (RYGB) and a
modest shift with sleeve gastrectomy. The most prominent phyla
alteration observed is the overall decrease in the relative abundance of Firmicutes and increase in Bacteroidetes (post-gastric
Indian J Surg (April 2021) 83(2):395–397
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sleeve) [4, 10] and Proteobacteria (post-Roux-en-Y gastric bypass) [4, 5, 7–10]. The microbial gene richness is frequently seen
to increase post bariatric surgery.
Roux-en-Y Gastric Bypass
RYGB involves bypassing the majority of the stomach and
only 50 cm of the duodenum resulting in mostly a restrictive
effect and a moderate malabsorptive effect.
The potential beneficial effect of the post-RYGB gut microbiota has been evidenced in faecal matter transplant rodent
and human studies [10]. The exogenous transfer of the gut
microbes from RYGB mice to wild germ-free mice resulted
in significant reduction in adiposity and weight gain, in comparison with transfer from mice that underwent sham surgery.
In terms of phyla changes, a significant increase of
Bacteroides and Proteobacteria, and a decrease of Firmicutes
are observed in patients after RYGB [4, 6, 9, 10]. Furthermore,
alterations in Escherichia (which belongs to the Proteobacteria
phylum) are described frequently [5, 6, 9]. RYGB displays the
greatest symbiotic microbiota changes and increase in microbial
gene diversity compared to other types of bariatric surgery [5,
10]. Most changes in microbiome occurred within the first year
postoperatively and this effect persisted until 9 years of follow-up
in one smaller study [9].
Human translational research showed consistent increase in
Roseburia genus in patients with successful resolution of diabetes after both RYGB and sleeve gastrectomy (SG) [8]. Such
microbiome changes associated with faecal metabolite alterations may be relevant for modulating epigenetic mechanism;
Roseburia are butyrate producers. Butyrate can promote epigenetic remodeling intestinal stem cells. This example signifies
the potential for bariatric surgery-induced microbiome modification to alter host physiology, which requires intense exploration in the future.
Sleeve Gastrectomy
SG involves the removal of approximately 80% of the stomach by stapling along the greater curvature. This causes a
restriction of food intake, acceleration of gastric emptying
and alteration of gut hormones affecting satiety and appetite.
Several studies have investigated the influence of SG on the
gut microbiome. SG has been reported to produce only modest
microbial changes compared with RYGB [8]. In a large SG study
(n = 110), microbial richness and gene count substantially increased 3 months post-operatively, approaching those of lean
controls [11]. This is contrasted by smaller studies that did not
find statistical significance in microbial diversity in SG patients
[8]. Most studies investigating SG describe a decrease in
Firmicutes and increases in Proteobacteria, Bacteroidetes and
the Bacteroidetes/Firmicutes ratio (a surrogate marker for the
microbiome of lean controls) [7, 12].
Adjustable Gastric Banding
Adjustable gastric banding (AGB) is a restrictive bariatric
procedure that involves the placement of an adjustable band
approximately 3 cm proximal to the gastro-oesophageal junction. Two studies assess the effect of AGB on microbiome [5,
9]. AGB is associated with microbial richness increased within 3 months p (...truncated)