Interplay of spin–orbit coupling and Coulomb interaction in ZnO-based electron system
ARTICLE
https://doi.org/10.1038/s41467-021-23483-4
OPEN
Interplay of spin–orbit coupling and Coulomb
interaction in ZnO-based electron system
1234567890():,;
D. Maryenko 1 ✉, M. Kawamura 1, A. Ernst 2,3, V. K. Dugaev4, E. Ya. Sherman5,6, M. Kriener
M. S. Bahramy 7,10, Y. Kozuka8,9 & M. Kawasaki1,7
1,
Spin–orbit coupling (SOC) is pivotal for various fundamental spin-dependent phenomena in
solids and their technological applications. In semiconductors, these phenomena have been
so far studied in relatively weak electron–electron interaction regimes, where the single
electron picture holds. However, SOC can profoundly compete against Coulomb interaction,
which could lead to the emergence of unconventional electronic phases. Since SOC depends
on the electric field in the crystal including contributions of itinerant electrons,
electron–electron interactions can modify this coupling. Here we demonstrate the
emergence of the SOC effect in a high-mobility two-dimensional electron system in a simple
band structure MgZnO/ZnO semiconductor. This electron system also features
strong electron–electron interaction effects. By changing the carrier density with Mg-content,
we tune the SOC strength and achieve its interplay with electron–electron interaction. These
systems pave a way to emergent spintronic phenomena in strong electron correlation
regimes and to the formation of quasiparticles with the electron spin strongly coupled to the
density.
1 RIKEN Center for Emergent Matter Science(CEMS), Wako, Japan. 2 Institute for Theoretical Physics, Johannes Kepler University, Linz, Austria. 3 Max Planck
Institute of Microstructure Physics, Halle, Germany. 4 Department of Physics and Medical Engineering, Rzeszów University of Technology, Rzeszów, Poland.
5 Department of Physical Chemistry, University of the Basque Country UPV/EHU, Bilbao, Spain. 6 Ikerbasque, Basque Foundation for Science, Bilbao, Spain.
7 Department of Applied Physics and Quantum-Phase Electronics Center (QPEC), The University of Tokyo, Tokyo, Japan. 8 Research Center for Magnetic and
Spintronic Materials, National Institute for Materials Science (NIMS), Tsukuba, Japan. 9 JST, PRESTO, Kawaguchi, Saitama, Japan. 10Present address:
Department of Physics and Astronomy, The University of Manchester, Manchester, UK. ✉email:
NATURE COMMUNICATIONS | (2021)12:3180 | https://doi.org/10.1038/s41467-021-23483-4 | www.nature.com/naturecommunications
1
NATURE COMMUNICATIONS | https://doi.org/10.1038/s41467-021-23483-4
Results
Formation of electron system. We start with the discussion of
the 2DES formation, since it is central for tuning the interplay
between two interaction mechanisms. The 2DES is realized in the
c-plane of wurtzite ZnO by interfacing it with MgxZn1−xO
(Fig. 1a). Its formation is validated by our first-principles calculations, modeling the interface between two semi-infinite systems,
ZnO and MgxZn1−xO (Fig. 1b). While Mg substitutes Zn stoichiometrically, its position is shifted from the original Zn atom
position resulting in c-axis shrinking of the MgxZn1−xO layer.
This and the different chemical environment brought in by Mg
atoms lead to a polarization discontinuity at the MgxZn1−xO/
ZnO interface, which is compensated by accumulating electrons
at the interface. Respectively, the electron density depends on the
Mg-content5.
Spin–orbit coupling. In such a wurtzite heterostructure the
electrons are allowed to be polarized by the spin–orbit interaction, since both structural and crystal inversion symmetries are
broken. The corresponding Hamiltonian for electrons in the cplane is:
h
i
ð1Þ
H SOC ¼ αR þ γðbhk2z i k2k Þ ðσ x ky σ y kx Þ;
where αR and γ are the Rashba and Dresselhaus coefficients
respectively6–8. Here kz = − i∂/∂z acting on the electron
2
a
b
ZnO
0.5
E-EF (eV)
MgxZn1-xO
MgxZn1-xO
0.0
CB
-0.5
-1.0
VB
-1.5
0 2 4 6 8 10 12 14 16 18
# unit cell
5.2 Å
z
x
y
Zn
ZnO
Mg
3.25 Å
O
40
E-EF (meV)
S
pin–orbit coupling is a single particle relativistic effect
producing in atomic physics a bilinear interaction between
the electron spin and its orbital momentum. In solids the
SOC is transformed into a symmetry-permitted coupling between
the orientation of the electron spin and its crystal momentum.
This coupling can lead to spin–momentum locking and establishes a spin-dependent band structure influenced by the crystal
symmetry. Prominent examples here are the Rashba and Dresselhaus couplings, whose appearance requires the breaking of the
structural and crystal inversion symmetries. By contrast, Coulomb interaction dictates collective electron behavior in solids,
e.g., by establishing a Fermi liquid or a Mott insulator, and can
also generate spin-polarized phases due to the Stoner instability1.
Thus, SOC orients electron spin with respect to its momentum
while the Coulomb interaction can counteract by aligning the
spins in one direction, e.g., by producing a spin-depended
exchange interaction. The usual single particle description of
SOC-related effects in the presence of Coulomb interaction is
poorly applicable, since the relativistic effect on quasiparticle
excitations in strongly interacting systems is not known. Yet, the
interplay of two mechanisms for spin orientation is suggested to
have diverse manifestations encompassing the emergence of
topological phases, spin textures, etc.2–4. An experimental realization of a system that shows both strong interaction between
electrons, e.g., in the form of a Fermi liquid, and spin–orbit
coupling is challenging. It requires a system with sufficiently
strong relativistic effects to unfold the role of spin–orbit coupling
and with a high mobility at a low carrier density to enhance the
Coulomb interaction effect.
Here we demonstrate a realization of such a regime in the twodimensional electron system (2DES) at the MgxZn1−xO/ZnO
interface. The SOC effect is identified from the beatings of the
Shubnikov-de Haas oscillations (SdH) in conductivity, which
varies with the electron density N. Upon lowering N the system
shows an enhancement of the electron effective mass, attributed
to electron–electron interaction. Thus, we can tune the interplay
between two interaction mechanisms and achieve an interaction
regime for 2DESs, where the emergence of novel quantum states
is anticipated.
c-axis
ARTICLE
20
0
2DES
-20
-40
3
4
5 6 7 8
# unit cell
9 10
Fig. 1 Electronic structure of MgxZn1−xO/ZnO interface. a Schematic view
of high mobility MgZnO/ZnO heterostructure. Both wurtzite crystal
structure of ZnO and MgxZn1−xO/ZnO interface breaks the inversion
symmetry. b The interface band structure is calculated using self consistent
Green function method for semi-infinite systems considering x = 5%, a
typical Mg content in the heterostructures. The conduction band (CB) of
ZnO lowers at the interface forming the confinement potential for high
mobility electrons. The size of the band gap in ZnO and MgxZn1−xO is
underestimated due to the lack of the conventional densi (...truncated)