Objective-function-guided automated VMAT planning reduces OAR dose, low-dose exposure, and inter-planner variability in breast radiotherapy
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Objective-function-guided
automated VMAT planning reduces
OAR dose, low-dose exposure, and
inter-planner variability in breast
radiotherapy
Hannes Rennau & Guido Hildebrandt
This study presents and evaluates an automated volumetric modulated arc therapy (VMAT) planning
framework for breast cancer based on objective function value (OFV)–guided optimization. The primary
objective is to systematically improve organ-at-risk sparing through automated and reproducible
optimization of planning constraints while maintaining clinically acceptable target coverage. An
OFV-guided optimization workflow was empirically developed using a separate sensitivity dataset
and subsequently evaluated in 20 clinical breast cancer patients (13 left-sided, 7 right-sided). The
automated Python-based framework iteratively adapts MaxEUD constraints during optimization until
dose metrics converge, without manual intervention. Automatically generated plans were compared
to clinically delivered VMAT plans using target coverage, dose–volume metrics, and monitor units
as a surrogate for delivery efficiency. The automated approach consistently achieved significant
reductions in mean organ doses and low-dose volumes (e.g., V2Gy , V5Gy ) while preserving PTV
coverage. Mean heart dose decreased from 3.09 ± 1.06 Gy to 2.21 ± 0.69 Gy for left-sided cases
and from 1.88 ± 1.06 Gy to 1.17 ± 0.25 Gy for right-sided cases (p < 0.001). Significant dose
reductions were also observed for the ipsilateral lung, contralateral lung, and contralateral breast,
accompanied by a 16.9 % reduction in monitor units (p < 0.001) and reduced inter-patient variability.
In contrast, no statistically significant difference was observed for lung V20Gy . In conclusion, OFVguided VMAT optimization enables reproducible and systematic improvement of organ-at-risk sparing
in breast radiotherapy. By reducing organ doses, low-dose burden, monitor units, and inter-patient
variability without compromising target coverage, the proposed framework could provide a robust and
standardized baseline for clinical VMAT planning and a consistent foundation for future data-driven
and machine-learning–based optimization approaches.
For several decades, the tangential 3D-conformal radiation therapy (3DCRT) technique has been the standard
treatment approach for early-stage breast cancer. Several key factors have contributed to this technique
remaining the standard of care, including: (i) safe dose delivery using only two angles, (ii) a wide safety margin
to accommodate breathing and breast swelling, (iii) a steep dose gradient towards the ipsilateral lung, heart, and
contralateral breast, and (iv) significantly fewer monitor units (MU) and a reduced low-dose burden compared
to multi-field intensity-modulated radiotherapy (IMRT) or volumetric-modulated arc therapy (VMAT)
techniques. However, the introduction of VMAT has significantly improved the sparing of nearby organs and
treatment efficiency1.
Despite these advantages, fluence-modulated techniques like VMAT increase the low-dose burden to the
patient’s body. This may not always justify the elevated secondary cancer risk, especially for younger women
who are more vulnerable. Studies2–4 have argued that radiation-induced cancer risk can be reduced by using
classical 3DCRT, which results in less accelerator head scatter. According to5, most secondary tumors occur
within 5 cm of the target volume at doses below 6 Gy. Therefore, maximal protection of nearby organs must be
prioritized when choosing VMAT over 3DCRT. A recent summary by4 even suggested the superiority of 3DCRT
Department of Radiation Oncology, University Hospital Rostock, Rostock 18057, Germany.
Scientific Reports |
(2026) 16:15875
| https://doi.org/10.1038/s41598-026-52616-2
email:
1
for early-stage cases, which motivated our investigation into whether the full potential of VMAT is currently
being utilized.
Modern linear accelerators with dynamic adaptations of gantry speed and dose rate continue to enhance
VMAT plan quality. VMAT has been found superior to IMRT regarding target coverage and treatment time6–8.
While9 found VMAT superior to 3DCRT for heart and LAD sparing, they reported higher doses to the
contralateral side. VMAT is often favored for complex plans to reduce heart dose10 and is superior for target
coverage and ipsilateral sparing11. Further studies12 showed that VMAT yields lower heart doses than forwardplanned IMRT (FIMRT). For bilateral breast cancer, hybrid approaches (h-VMAT) may be superior13, and
VMAT remains the optimal choice for atypical anatomies like funnel chest14.
Many institutions rely on predefined internal optimization criteria or a specific treatment protocol15–22.
However, while plan quality is extensively compared, technical details concerning the automation protocols
themselves are often limited. In17, limited optimization led to VMAT heart doses nearly twice as high as for
3DCRT. This suggests that optimization is often terminated once internal, institution-specific constraints are met,
potentially leaving further dose reduction untapped. Current literature indicates that while average ipsilateral
lung and heart doses are often similar between 3DCRT and VMAT, contralateral doses and low-dose volumes
typically remain higher with VMAT. We hypothesize that these volumes can be significantly reduced to levels
approaching 3DCRT through more rigorous optimization. Motivated by these inconsistencies, we developed
a method to generalize VMAT planning to systematically lower mean organ doses. While deep inspiration
breath-hold (DIBH) can further reduce doses11,23–27, our study investigates if substantial organs at risk (OARs)
reductions are achievable via OFV-guided (objective function value) planning alone.
Automated treatment planning has matured significantly, utilizing diverse strategies to reduce inter-planner
variability and improve efficiency28,29. In modern treatment planning systems (TPS) such as RayStation
and Eclipse, powerful scripting interfaces (Python) and the Eclipse Scripting API (ESAPI) allow for the
implementation of complex automation frameworks. These methodologies range from rule-based heuristic
scripts that mimic the decision-making process of an experienced planner to more advanced lexicographic
optimization and automated multi-criteria optimization (MCO) navigation30,31. Scripting is also increasingly
used to integrate Knowledge-Based Planning (KBP) and deep learning-based dose predictions into the clinical
workflow, automatically translating predicted dose-volume histograms (DVH) into deliverable optimization
objectives.
The literature consistently shows that automated and scripted treatment planning achieves target coverage
comparable to manual planning while improving efficiency and reproducibility32–36. presented a straightforward
method for automatic treatment planning using Python in RayStation, with automatically generated plans being (...truncated)