Respondent-driven sampling among gay and bisexual men: experiences from a New Zealand pilot study
Ludlam et al. BMC Res Notes (2015) 8:549
DOI 10.1186/s13104-015-1449-5
Open Access
PROJECT NOTE
Respondent‑driven sampling
among gay and bisexual men: experiences
from a New Zealand pilot study
Adrian H. Ludlam1,2, Peter J. W. Saxton1,2*, Nigel P. Dickson2 and Jeffery Adams3
Abstract
Background: Respondent-driven sampling (RDS) is a method of approximating random sampling of populations
that are difficult to locate and engage in research such as gay, bisexual and other men who have sex with men (GBM).
However, its effectiveness among established urban gay communities in high-income countries is largely unexplored
outside North America. We conducted a pilot study of RDS among urban GBM in Auckland, New Zealand to assess its
local applicability for sexual health research.
Findings: Pre-fieldwork formative assessment explored RDS suitability among local GBM. Highly-networked initial
participants (“seeds”) and subsequent participants completed a questionnaire, took a rectal swab for chlamydia and
gonorrhoea testing, and were asked to recruit up to three eligible peers over the subsequent 2 weeks using study
coupons. Compensation was given for participating and for each peer enrolled. Feedback on the pilot was obtained
through questionnaire items, participant follow-up, and a focus group. Nine seeds commenced recruitment, directly
enrolling 10 participants (Wave One), who in turn enrolled a further three (Wave Two). Two of the 22 participants
(9 %) had undiagnosed rectal chlamydia. The coupon redemption rate (23 %) was lower than the expected rate (33 %)
for this population. Participants were motivated by altruism above financial incentives; however, time, transport and
reluctance recruiting peers were perceived as barriers to enrolment.
Discussion: Slow recruitment in our pilot study suggests that RDS might not be an effective or efficient method of
sampling gay men in all high-income urban settings. However those who participated in the pilot were willing to
provide anal swabs and information on their sexual behaviour, and also on the size of their GBM social network which
is necessary to weight data in RDS. Refinements and adaptations such as reducing the transaction costs of taking part
(e.g. offering online participation) could improve responses but these have their own drawbacks (higher set-up costs,
difficulty collecting biological specimens).
Keywords: Respondent-driven sampling, Gay and bisexual men, Sexually transmitted infections, HIV, Probability
sample, Pilot study, Feasibility study, Formative assessment, New Zealand
Background
Respondent-driven sampling (RDS) is a method that is
purported to approximate a random sample in populations that are difficult to locate and engage in research.
It is a form of chain-referral sampling in which participants are also each asked to recruit a limited number of
*Correspondence:
2
AIDS Epidemiology Group, Department of Preventive and Social
Medicine, University of Otago, Dunedin, New Zealand
Full list of author information is available at the end of the article
eligible peers. Importantly, RDS methods provide a way
of overcoming biases inherent in chain-referral sampling,
and therefore of approximating probability data, so long
as recruitment protocols are followed, and participants’
data account for homophily and are inversely weighted
based on peer network size [1, 2]. Because participation
in RDS studies typically requires presentation to a physical study location, it also enables both biological specimens and behavioural data to be collected. Thus RDS
has high potential for investigating HIV and sexually
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Ludlam et al. BMC Res Notes (2015) 8:549
transmitted infection (STI) prevalence among groups
such as gay, bisexual and other men who have sex with
men (GBM) who are disproportionately affected.
In spite of the strong theory on which RDS is based,
there is limited evidence that it has actually been a valuable method to research GBM across a range of settings.
Anecdotally several attempts have been unsuccessful or
have violated key assumptions [3]. Unusually, few RDS
studies have been reported in high-income countries
with established GBM communities in Western Europe
or Australasia [4, 5], with the majority of successful studies undertaken in lower/middle income countries [6] or
in North America [7–10]. This is despite the potential of
RDS to provide superior estimates than the more commonly used gay community convenience sampling. Furthermore, Western European and Australasian countries
generally have tolerant socio-legal environments towards
homosexuality which should make RDS fieldwork comparatively simpler. Research examining the viability of
RDS in these settings is needed.
New Zealand has an existing programme of non-random, purposive, community-based and web-based HIV
behavioural surveillance among GBM [11], which has
been used to collect oral fluid specimens [12]. However,
collection of more comprehensive and invasive biological specimens for estimating STI prevalence among the
GBM population, such as rectal specimens, is less feasible using these programmes. A quasi-probability sample
derived through RDS, in which participants were willing
to attend a centre and provide such specimens, would
therefore be valuable.
The aim of this study was to conduct a pilot of RDS
among urban GBM in Auckland, New Zealand, to assess
whether this would be a suitable method of studying the
prevalence of a range of STIs in this population.
Methods
Formative assessment
The pilot study was designed by adapting the methods of
Johnston [13]. It was conducted in Auckland, a sprawling multicultural city of 1.4 million people. Auckland
has the largest GBM population in New Zealand that is
geographically clustered in the inner city [14]. Public and
civic celebration of gay, bisexual, lesbian and transgender communities is common. A 2011 convenience-based
study of GBM estimated HIV prevalence to be 6.5 %
which was greater than among GBM living elsewhere in
New Zealand [12].
Formative assessment with the community-based New
Zealand AIDS Foundation (NZAF) sought feedback on
the proposed method. NZAF also provided characteristics of social and sexual networks of GBM, and identified highly-networked initial participants (“seeds”). This
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consultation suggested that much of the GBM population in Auckland was networked through partially (...truncated)