The Founders and Slavery: Little Ventured, Little Gained
Yale Journal of Law & the Humanities
Volume 13 | Issue 2
Article 3
January 2001
The Founders and Slavery: Little Ventured, Little
Gained
Paul Finkelman
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Paul Finkelman, The Founders and Slavery: Little Ventured, Little Gained, 13 Yale J.L. & Human. (2001).
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Finkelman: Little Ventured, Little Gained
The Founders and Slavery:
Little Ventured, Little Gained
Paul Finkelman*
The American Founding is rightly celebrated for creating a republic that
allowed great liberty to its citizens, provided democratic self-rule for those
who were enfranchised, and guaranteed fundamental rights and freedoms
to political and religious minorities. It even allowed easy access to
citizenship for voluntary migrants from other nations.' No nation before
ours, and relatively few since, has been able to achieve these results.
The success of the political system became most apparent in 1801, when
an opposition candidate, Thomas Jefferson, defeated an incumbent
President, John Adams, and then peacefully took office. In his inaugural
address Jefferson proudly proclaimed that Americans had "banished from
our land that religious intolerance under which mankind so long bled and
suffered" and promised it would not be replaced by "political
intolerance." 2 He noted that "every difference of opinion is not a
difference of principle," and that both his supporters and those of Adams
were "brethren of the same principle."3 Indeed, offering up a theory of
freedom of expression that the Supreme Court would not truly accept until
the 1960s, 4 Jefferson declared that opponents of the Constitution should be
free to speak out, that they might "stand undisturbed as monuments of the
safety with which error of opinion may be tolerated where reason is left
free to combat it." 5 Following a nasty and often personally vicious
* Chapman Distinguished Professor of Law, University of Tulsa College of Law. I presented an
earlier version of this essay at the Gilder Lehrman Center for the Study of Slavery, Resistance, and
Abolition at Yale University. I thank the members of the Center, and especially David Brion Davis
and Rob Forbes, for their comments.
1. See JAMES KETTNER, THE DEVELOPMENT OF AMERICAN CITIZENSHIP, 1608-1870, at 173-249
(1978); see also PETER H. SCHUCK, CITIZENSHIP WITHOUT CONSENT: ILLEGAL ALIENS IN THE
AMERICAN POLITY (1985); ROGERS W. SMITH, CIVIC IDEALS: CONFLICTING VISIONS OF CITIZENSHIP
INU.S. HISTORY (1997).
2. Thomas Jefferson, Inauguration Address (Mar. 4, 1801), reprintedin THE LIFE AND SELECTED
WRITINGS OF THOMAS JEFFERSON 322 (Adrienne Koch & William Peden eds., 1944).
3. Id.
4. See Brandenburg v. Ohio, 395 U.S. 444 (1969).
5. Jefferson, supra note 2.
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Yale Journal of Law & the Humanities, Vol. 13, Iss. 2 [2001], Art. 3
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campaign, Jefferson stood ready to embrace his political opponents: "We
have called by different names brethren of the same principle. We are all
Republicans, we are all Federalists." 6 Unfortunately, this accommodation
of political differences glossed over the fundamental contradiction of the
Founding: The constitution for a free people protected slavery.
I. FAILURE AT THE FOUNDING
Although the Founders were successful in creating a republic based on
democratic principles, in Lincoln's words, "conceived in liberty and
dedicated to the proposition that all men are created equal," 7 they failed to
confront fully, much less come to terms with, the fundamental
contradiction of slavery in a republic based on liberty and selfgovernment. Instead, in 1787, while remaking the national compact, the
Southern delegates at Philadelphia demanded special political protection
for slavery in the Constitution. Some Framers from the North-what
would become the free states-were uncomfortable with slavery, and a
few protested a bit at the demands of the friends of slavery. But in the end
they gave the slave owners at the Convention virtually everything they
asked for.8
The success of the slave owners at the Convention was sweeping. Under
the new Constitution, slaves would be counted for representation in
Congress, thus augmenting the South's power in both the House of
Representatives and the electoral college.9 The Constitution prohibited the
free states from liberating fugitive slaves and instead required that
runaway slaves be "delivered up" on demand of the owner. The new
national government promised to suppress slave rebellions or
insurrections. Although it empowered Congress to regulate international
and domestic commerce, the Constitution prevented the national
government from stopping the African slave trade or the domestic slave
6. Id.
7. Abraham Lincoln, Final Text, Address Delivered at the Dedication of the Cemetery at
Gettysburg (Nov. 19, 1863), reprintedin 7 THE COLLECTED WORKS OF ABRAHAM LINCOLN 23 (Roy
P. Basler ed., 1953).
8. In one area the proslavery Framers failed to get a concession because their demand was oblique
and was never fully articulated. Late in the Convention, Charles Cotesworth Pinckney hinted that there
should be a clause to protect the rights of masters to travel to free states with their slaves. This clause
would have nullified the precedent in the English case, Somerset v. Stewart, 98 Eng. Rep. 499 (K.B.
1772), which had held that slaves brought to free jurisdictions were entitled to their liberty absent
positive law that would keep them in bondage. In the last debate on the Privileges and Immunities
Clause, "Genil. [Charles Cotesworth] Pinckney was not satisfied" and "seemed to wish some provision
should be included in favor of property in slaves." 2 MAx FARRAND, THE RECORDS OF THE FEDERAL
CONVENTION OF 1787, at 443 (rev. ed. 1966). However, Pinckney failed to make a proposal on this
issue, and the clause was adopted without any change. For a full discussion, see PAUL FINKELMAN,
AN IMPERFECT UNION: SLAVERY, FEDERALISM, AND COMITY (1981).
9. See infra Section V.C for a discussion of the electoral college and its relationship to slavery.
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Finkelman: Little Ventured, Little Gained
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Finkelman
trade for at least twenty years.'0 Most important of all, the Constitution
created a government of limited powers and precluded the national
government from ending slavery in the states where it existed. Rarely in
American political history have the advocates of a special interest been so
s (...truncated)