Overview of the Epidemiological Profileand Laboratory Detection of Extended-Spectrum β-Lactamases
SUPPLEMENT ARTICLE
Overview of the Epidemiological Profile
and Laboratory Detection of Extended-Spectrum
b-Lactamases
1
Department of Pathology, Roy J. and Lucille A. Carver College of Medicine, University of Iowa, Iowa City; and 2Department of Medicine,
Rush Medical College of Rush University, Chicago, Illinois
Extended-spectrum b-lactamases (ESBLs) are plasmid-mediated bacterial enzymes that confer resistance to a
broad range of b-lactams. They are descended by genetic mutation from native b-lactamases found in gramnegative bacteria, especially infectious strains of Escherichia coli and Klebsiella species. Genetic sequence
modifications have broadened the substrate specificity of the enzymes to include third-generation cephalosporins, such as ceftazidime. Because ESBL-producing strains are resistant to a wide variety of commonly
used antimicrobials, their proliferation poses a serious global health concern that has complicated treatment
strategies for a growing number of hospitalized patients. Another resistance mechanism, also common to
Enterobacteriaceae, results from the overproduction of chromosomal or plasmid-derived AmpC b-lactamases.
These organisms share an antimicrobial resistance pattern similar to that of ESBL-producing organisms, with
the prominent exception that, unlike most ESBLs, AmpC enzymes are not inhibited by clavulanate and similar
b-lactamase inhibitors. Recent technological improvements in testing and in the development of uniform
standards for both ESBL detection and confirmatory testing promise to make accurate identification of ESBLproducing organisms more accessible to clinical laboratories.
Extended-spectrum b-lactamases (ESBLs) are plasmidmediated bacterial enzymes that are able to hydrolyze
a wide variety of penicillins and cephalosporins. Most
ESBLs have evolved by genetic mutation from native
b-lactamases, particularly TEM-1, TEM-2, and SHV-1.
These parent enzymes are commonly found in gramnegative bacteria, particularly Enterobacteriaceae [1];
they are highly active against penicillins and modestly
active against early-generation cephalosporins [2]. The
genetic mutations that give rise to ESBLs broaden the
parental resistance pattern to a phenotype that includes
resistance to third-generation cephalosporins (e.g., cefotaxime and ceftazidime) and monobactams (e.g., aztreonam) [3]. In general, ESBL-producing isolates remain susceptible to cephamycins (e.g., cefoxitin) and
Reprints or correspondence: Dr. Michael A. Pfaller, University of Iowa, 200 Hawkins Dr., Dept. of Pathology C606B GH, Iowa City, IA 52242 (michael-pfaller
@uiowa.edu).
Clinical Infectious Diseases 2006; 42:S153–63
2006 by the Infectious Diseases Society of America. All rights reserved.
1058-4838/2006/4208S4-0002$15.00
carbapenems [3]. Nevertheless, their resistance to a
wide variety of common antimicrobials has made the
proliferation of ESBL-producing strains a serious global
health concern that has complicated treatment strategies for a growing number of patients. In this context,
routine screening for ESBL-producing organisms is of
great importance. Unfortunately, the overall adherence
to routine screening among diagnostic microbiology
laboratories is relatively low. Efforts are now under way
to improve this situation.
ESBLS: CLASSIFICATION
AND PROPERTIES
Although ESBLs have been reported most frequently in
Escherichia coli and Klebsiella species [2], they have been
found in other bacterial species as well, including Salmonella enterica, Pseudomonas aeruginosa, and Serratia
marcescens [4–6]. The first definitively characterized
ESBL, TEM-3 (cefotaxime-hydrolyzing enzyme type 1),
was discovered in Klebsiella pneumoniae isolates recovered from intensive care unit patients in France [7].
Epidemiology and Detection of ESBLs • CID 2006:42 (Suppl 4) • S153
Michael A. Pfaller1 and John Segreti2
b-lactamase inhibitors is a defining property of ESBLs, there
are several examples of enzymes derived from TEM and SHV
that have a resistance spectrum similar to that of ESBLs but
are resistant to inhibitors [1].
In addition to the TEM- and SHV-types, 2 other classes of
ESBLs have been identified (table 1). The cefotaxime-hydrolyzing (CTX-M)–type b-lactamases are carried on plasmids
and have been found in Klebsiella species [11], Salmonella
typhimurium, and E. coli [1, 13]. These enzymes are not closely
related to TEM and SHV b-lactamases [1]. Instead, they show
a very high degree of sequence homology with the chromosome-encoded AmpC-type b-lactamase of Kluyvera georgiana,
suggesting that the CTX-M–type b-lactamases might represent genetic variants descended from the b-lactamase of Kluyvera species [14]. The CTX-M enzymes show a preference for
hydrolyzing cefotaxime, and members of the class are susceptible to inhibition by clavulanate, sulbactam, and tazobactam [1, 15, 16].
The oxacillin-hydrolyzing (OXA)–type b-lactamases are
unique among the ESBLs because they are most often found
in P. aeruginosa, rather than in members of the Enterobacteriaceae [1]. In the Bush-Jacoby-Medeiros classification scheme,
the OXA enzymes are assigned to group 2d, apart from most
other ESBLs [2]. Their preferred substrates are penicillins and
cloxacillin [17, 18], rather than third-generation cephalosporins. The OXA class of ESBLs exhibits appreciable diversity in
the properties of its enzymes. For example, although most
OXA-type enzymes are resistant to b-lactamase inhibitors [1,
17, 18], OXA-18 has been reported to be totally inhibited by
clavulanic acid [19]. Although most OXA-type b-lactamases
have significant activity against ceftazidime, OXA-17 has little
effect on the MIC of ceftazidime, but has substantial activity
against cefotaxime [18].
Selection of ESBLs. Generally speaking, the emergence of
ESBLs has been tied to the overuse and misuse of third-generation cephalosporins and other antimicrobials. However, the
emergence of one ESBL variant over another at a given medical
center can be the result of a complex set of factors, with an-
Table 1. Properties of extended-spectrum b-lactamases (ESBLs) and plasmid-mediated AmpC.
Type
TEM, SHV
Bush-JacobyMedeiros
group
2be
Preferred substrates
Resistance or susceptibility
to b-lactamase inhibitors
Major sources
Penicillins, narrow- and extended-spectrum cephalosporin, and monobactams
Susceptible
Escherichia coli and Klebsiella pneumoniae
Cefotaxime hydrolyzing
…
Penicillins and cefotaxime
Susceptible
Salmonella enterica, E. coli, and K.
pneumoniae
Oxacillin hydrolyzing
2d
Penicillins and cloxacillin
Resistant (except oxacillin
hydrolyzing–18)
Pseudomonas aeruginosa
Plasmid-mediated AmpC
1
Penicillins and cephalosporins
Resistant
K. pneumoniae, Klebsiella oxytoca, Salmonella
species, and Proteus mirabilis
NOTE. Data are from [1, 2, 11, 12].
S154 • CID 2006:42 (Suppl 4) • Pfaller and Segreti
Since that initial report, TEM-type enzymes have become the
most abundant class of ESBLs, with 1100 genetic variants now
re (...truncated)